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Rules and regulation

1.1 Rules, Bye-laws and Regulations of the Exchange
  1.1.1 Rules, Bye-laws and Regulations of the Exchange(as amendend up to 8th November, 2012)
  1.1.2 Rules, Bye-laws and Regulations of the Derivatives Segment of the Exchange (as amendend up to 8th August, 2012)
  1.1.3 The BSE (Corporatisation and Demutualisation) Scheme, 2005
     
1.2 Rules and Regulations for Sub-Brokers
  1.2.1 Checklist for Sub-Broker Registration
  1.2.2 Sub-Broker Application Forms
  1.2.3 Sub-Broker Model Agreement between Stock Broker & Sub-Broker
  1.2.4 Checklist for Sub-Broker Cancellation
  1.2.5 Sub-Broker Cancellation Forms
  1.2.6 Checklist for Change in Affiliation of Sub-Broker
  1.2.7 Forms for CH in Affiliation of Sub-Broker
  1.2.8 Checklist for change in Name/Trade Name & Address of Sub Broker
     
1.3 Rules and Regulation for Remisiers
  1.3.1 Steps for Engagement as a Remisier
  1.3.2 Remisier Guideline & Application Form
  1.3.3 Checklist for Remisier Cancellation
  1.3.4 Circulars pertaining to Remisiers
     
     
1.4 List of eligible securities / units of mutual fund and formats of Bank Guarantee / Deed of pledge of securities
  1.4.1 List of Eligible Securities and Corporate Bonds for deposits towards Collateral (Liquid Assets).
  1.4.2 List of Units of Mutual Fund Schemes / Exchange Traded Funds for deposit towards collateral.
  1.4.3 ICCL - BSE Equity Cash Segment
   
1.4.3.1 Format of Bank Guarantee towards collateral
1.4.3.2 Format of renewal of Bank Guarantee towards collateral
1.4.3.3 Format of bank letter for deposit of Fixed Deposit Receipts towards collateral
1.4.3.4 Format of bank letter for deposit of renewal Fixed Deposit Receipt towards collateral
1.4.3.5 Formats for deposit/withdrawal of collateral
1.4.3.6 Format of extension of scope of Bank Guarantee from one trading segment to any trading segments
1.4.3.7 Format of Deed of Pledge for Securities towards collateral.
1.4.3.8 Format of Renewal of Fungible Bank Guarantee towards collateral.
  1.4.4 ICCL - BSE Equity Derivatives Segment
   
1.4.4.1 Format of Bank Guarantee towards collateral
1.4.4.2 Format of renewal of Bank Guarantee towards collateral
1.4.4.3 Format of bank letter for deposit of Fixed Deposit Receipts towards collateral
1.4.4.4 Format of bank letter for deposit of renewal Fixed Deposit Receipt towards collateral
1.4.4.5 Formats for deposit/withdrawal of collateral
1.4.4.6 Format of extension of scope of Bank Guarantee from one trading segment to any trading segments
1.4.4.7 Format of Deed of Pledge for Securities towards collateral.
1.4.4.8 Format of Renewal of Fungible Bank Guarantee towards collateral.
  1.4.5 ICCL - BSE Offer for Sale Segment   New
   
1.4.5.1 Formats for deposit/withdrawal of collateral
  1.4.6 ICCL - USE Currency Derivatives Segment   New
   
1.4.6.1 Format of Bank Guarantee towards collateral
1.4.6.2 Format of Deed of Pledge for securities towards collateral
1.4.6.3 G-sec Procedure
  1.4.7 ICCL - BSE Securities Lending and Borrowing Segment.   New
   
1.4.7.1 Format of Bank Guarantee towards collateral
1.4.7.2 Format of renewal of Bank Guarantee towards collateral
1.4.7.3 Format of bank letter for deposit of Fixed Deposit Receipts towards collateral
1.4.7.4 Format of bank letter for deposit of renewal Fixed Deposit Receipt towards collateral
1.4.7.5 Formats for deposit/withdrawal of collateral
1.4.7.6 Format of SLBS Agreements
 
1.4.7.6.1 SLB Agreement between ICCL and SLB Member.
1.4.7.6.2 SLB - Rights and Obligations of SLB Member and Client.
1.4.7.7 Format of extension of scope of Bank Guarantee from one trading segment to any trading segments
1.4.7.8 Deed of Pledge for SLB
1.4.7.9 Format of Renewal of Fungible Bank Guarantee towards collateral
  1.4.8 ICCL - BSE Currency Derivative Segment.
   
1.4.8.1 Format of Bank Letter for Deposit of Fixed Deposit Receipts towards collateral
1.4.8.2 Format of Bank Letter for Deposit of Renewal Fixed Deposit Receipts towards collateral.
1.4.8.3 Format of Bank Guarantee towards collateral
1.4.8.4 Format of Renewal of Bank Guarantee towards collateral.
1.4.8.5 Format of extension of scope of Bank Guarantee from one trading segment to another trading segment
1.4.8.6 Format for Deposit / Withdrawal of Collateral.
1.4.8.7 Format of Deed of Pledge for Securities towards collateral.
1.4.8.8 Format of extension of scope of Bank Guarantee from one trading segment to any trading segments.
1.4.8.9 Format of Renewal of Fungible Bank Guarantee towards collateral.
  1.4.9 Procedure for deposit and withdrawal of Government of India Securities (G-Sec)
   
1.4.9.1 Gsec Procedure
1.4.9.2 List of Eligible Gsec towards Collateral.
   
1.5 Manuals and Agreements
  1.5.1 Inspection Manual  New
  1.5.2 ITORS_STWT_Handbook
  1.5.3 DMA - Model Agreement between Member and Client
     
1.6 Network Connectivity Form
  1.6.1 Master circular
  1.6.2 Connectivity Forms
   
1.6.2.1 Form No.1 - Application Form
1.6.2.2 Form No.2 - Undertaking for Network Equipment' (on Participant Letter Head)
1.6.2.3 Form No.3 - CST / LST Declaration for dispatch of equipment (on Participant Letter Head)
1.6.2.4 Form No.4 - No-Objection Certificate from landlord of premises for installation of radio equipment. (For MPLS / VSAT applications only) (on Landlord Letter head) . Not required if MPLS link is feasible on Fiber / Copper.
1.6.2.5 Form No.5 - VSAT Shifting application.
1.6.2.6 Form No.6 - Application for cancellation of Network Connectivity
  1.6.3 BOLTPLUS Configuration parameters
     
1.7 IML Connectivity - Equity & Derivatives
  1.7.1 Application for Inhouse Development
  1.7.2 Application for Vendor Empanelment
   
1.7.2.1 Tier I
1.7.2.2 Tier II
  1.7.3 Undertaking and Application Form
  1.7.4 Access to Test Environment for Trading Members using trading applications of BSE empanelled vendors
     
1.8 FASTRADE Terminals (BSE, NSE, MCX, NCDEX, NMCE)
  1.8.1 All about FASTRADE™
  1.8.2 Register for FASTRADE™ Demo
     
1.9 BSE Help Desk
  1.9.1 Contact Numbers and Email IDs of BSE HelpDesk
  1.9.2 Contingency Pool format
     
1.10 Others
  1.10.1 Membership
   
1.10.1.1 Updation for SEBI Mandated Database
  1.10.2 List of Changes in Security IDs effective 12th January 04
  1.10.3 Shareholding format for Free Float Indices
  1.10.4 Download the FASTRADE product brochures
  1.10.5 Authorised Persons Registration and Surrender Checklist, Forms andFormats
     
1.11 Trading Operations
  1.11.1 Application form for Activation/Deactivation/Re Activation of User Ids
  1.11.2 Checklist for documentation requirements for Creation of User Ids
  1.11.3 Password Reset Format and Email Id change request for various applications
  1.11.4 IML Undertaking Format
  1.11.5 Annexure B Format
  1.11.6 Vendor Declaration form Format
  1.11.7 Format for UCC - ECN login id creation
  1.11.8 Test Environment Application Format for Member
  1.11.9 Test Environment Application Format for Vendor
     
1.12 List of Equity Oriented Fund on which STT is revised with effect from June 01,2013
1.13 List of securities on which STT is not levied
1.14 Id-Card form for Broker Member & Staff
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