Regulatory Orders Against Members

  
Start Date:
End Date:
Notice No:
Segment Name:
Category Name:
Department:
Security Code/Name:
Subject:
Containing Text:
Notice NoSubjectSegment NameCategory NameDepartmentPDF
20180621-19Revocation of Suspension in trading of equity shares of Neptune Exports Ltd. (Scrip Code: 512522)EquityComplianceDCS-CRD
20160328-17Suspension of trading in securities of companies for non-compliances of certain clauses of the erstwhile Listing AgreementEquityOthersRegulatory Correspondence Dept.
20121022-22Suspension of trading rights of trading member KOLAR SHAREX PVT. LTD. (Clg. No. 167)GeneralComplianceRegulatory Correspondence Dept.
20120925-16Declaration of Mahesh Kothari Share & Stock Brokers Pvt. Ltd. (Clg. No. 461) as DefaulterGeneralOthersDIS
20110210-20Suspension of Trading Rights of the Trading Member M/s. Harish Chandra Gutt & Co. Pvt. Ltd. (Clearing No. 271)GeneralOthersRegulatory Correspondence Dept.
20100819-20Declaration of Ford Brothers Capital Services Ltd. (Clg. No. 958) as DefaulterGeneralOthersCorporate Secreterial
20090727-22Declaration of Sunchan Securities Limited a Defaulter and its ExpulsionGeneralOthersInvestors Services Cell
20090717-7Expulsion of DPS Shares & Securities (P) Ltd.(Clg. No. 151)GeneralComplianceInspection
20080926-32Trading Rights of M/s. Harish Chandra Gutt & Co. Pvt. Ltd. (Clearing No. 271).GeneralOthersInvestors Services Cell
20080923-38Suspension of Trading Rights of the Trading Member M/s. Harish Chandra Gutt & Co. Pvt. Ltd. (Clearing No. 271).GeneralOthersInvestors Services Cell
20080428-10Suspension of trading rights of the Trading Member, Jagruti Securities Ltd. (Clg no.294)GeneralComplianceInspection
20070711-9Suspension of trading rights of the Trading Member Jagruti Securities Ltd. (Clg. No. 294)GeneralComplianceInspection