Member Details -4A SECURITIES LIMITED
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4A SECURITIES LIMITED
(Trade Name: 4A SECURITIES LIMITED)
MEMBERS DETAILS AS ON 19-Nov-2025
Member Name4A SECURITIES LIMITED
Trade Name4A SECURITIES LIMITED
Member Code6494
SEBI Registration noINZ000246535
SEBI Registration Date26/03/2019
ConstitutionCORPORATE
Year of Incorporation-
Year of BSE Membership2012
SEGMENT/(s) WITH STATUS
LEGEND:-
SCM : Self Clearing Member
TM : Trading Member
StarMF
Sr noSegmentStatus
1.Equity (TM )INACTIVE
2.Debt (TM )INACTIVE
3.Equity Derivatives (TM )INACTIVE
List of APs registered as on 19-Nov-2025Click Here To View Authorized Person Details
List of RemisersClick Here
List of dealing offices as on 19-Nov-2025KANPUR
NEW DELHI
NOIDA
RAIPUR
ListedNo
Investor Grievance Email ID-
Types of Clients Served (Proprietory/Institutional/Retail)HNI AND CORPORATE
REGISTERED OFFICE
Registered Office Address109, DLF TOWER-A,
JASOLA VIHAR,
CityNEW DELHI
StateDELHI
Pin code110025
Phone Number45041518
Fax Number011-49072201/49002202
Email ID-
CORRESPONDENCE OFFICE
Correspondence Office AddressG-3,
SECTOR - 3,
CityNOIDA
StateUTTAR PRADESH
Pin code201301
Phone Number49002251
Fax Number40541518
Email IDdineshgupta@4agroup.co.in
Website addresshttps://www.4asecurities.com/
Mobile Application
Sr noName of Mobile ApplicationLink for play storeLink for Appstore
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 Social Media Details
Sr noName of social mediaLink for social media
1Facebook-
2Instagram-
3X (formerly Twitter)-
4YouTube-
5LinkedIn-
6Others-
PMS SEBI Registration detailsClick Here
Research Analysts detailsClick Here
Investment Adviser detailsClick Here
Whether Depository Participant(CDSL/NSDL) as on 19-Nov-2025
Sr noName of DepositoryRegistration No.Link for the Members
1NSDL-Click Here
2CDSL-Click Here
Details of Membership with other Stock Exchanges as on 19-Nov-2025
Sr noName of the ExchangeLink for the Members
1National Stock Exchange Of India Ltd.https://www.nseindia.com/
MANAGING DIRECTOR / CEO DETAILS
NameARVIND KUMAR SRIVASTAVA
DesignationDIRECTOR
COMPLIANCE OFFICER DETAILS
NameSHRUTI KUMAR
E-mailshruti.kumar@4asecurities.com
Number9990359554
Name-
Designation-
Email id-
Mobile No.-
DETAILS OF DIRECTORS AS ON 19-Nov-2025
Sr.NoDirector NameDesignated Director
1ARVIND KUMAR SRIVASTAVADesignated Director
2MOHD NAEEMDesignated Director
3KAPIL KUMARDirector
4SHYORAJ SINGHDirector
Disciplinary Actions taken by BSE against the Trading Member in the past 4 years as on 19-Nov-2025
Particulars2021-20222022-20232023-20242024-20252025-2026
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.)-25000203000212500
Details of the Orders of Relevant Authority
Orders issued (count)1111-
Orders issued details    -
Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by BSEClick Here
Disciplinary Actions taken by other Exchanges / Depositories as on 19-Nov-2025
Particulars2023-20242024-20252025-2026
Orders issued by other Exchanges / Depositories-Visit Link
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Sr.No.Date of orderName of the MII/ Entity Issuing the OrderAction taken
(Monetary / non-monetary)		Order Link

Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the respective stock exchanges.Users are advised to contact the relevant stock exchange for any queries or complaints/grievance concerning these actions.These details are provided for information purposes only and BSE Limited (“BSE”) disclaims allliability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/orders of other stock exchangeswhich are displayed on BSE website.

SEBI Orders as on 19-Nov-2025
Particulars2021-20222022-20232023-20242024-20252025-2026
Orders issued by SEBI-31 Mar 2023
A. Details of Complaints received in Scores 2.0 (+)
Status------
Opening Balance------
Received------
Closed------
Count of pending complaints------
B. Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)(+)
1. Summary of Complaints received:
StatusAPR-25MAY-25JUN-25JUL-25AUG-25SEP-25
Opening Balance000
Received0
Closed000
Opening Balance000
2. Summary of Arbitration cases (+)
Status------
Opening Balance------
Received------
Closed------
Count of pending complaints------
C. Details of Complaints Closed through GRC (Pre ODR)(+)
Status2022-20232023-20242024-20252025-2026
Total Count of Complaints Closed1----
Admissible Claim amount*. (As decided in GRC )136850----
Consent orders against the entity(Investors may click on the link and search by Member Name)
Associate Companies as on 19-Nov-2025
Sr.No.Name of the CompanyFinancial Market SectorSEBI Registration Number, if any
----
Summary of trading member Information
For the 6 monthly reporting period ending
ParticularsSep-24SEP-24MAR-24SEP-23MAR-23SEP-22
1. Number of employees of TM(as reported by member in RBS)--4111111
2. Number of branches of TM(as reported by member in RBS)------
3. Total number of active clients(traded at least once in last 1 year)-68101313
4.Number of APs/ affiliates registered with Exchanges1-1111
5. Client Distribution
      a) Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities)------
      b) Number of clients (UCCs) traded in equity cash segment in last 1 year-68101313
      c) % of TM volume coming from proprietary trades (If any)
               CM-0.000.000.000.000.00
               CD-0.000.000.000.000.00
               FO-0.000.000.000.000.00
 DETAILS OF CLIENT BANK ACCOUNTS DISCLOSED TO EXCHANGE
Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account(USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under.Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr. No.Account NameAccount NumberIFSC Code
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Trading member Net worth(as per LC Gupta) (Rs. in crores) as on 30/09/2022 ₹ 12.70
DISCLAIMER :- Certain information displayed here is as updated by the member with BSE and available in BSE records.Certain other information is also sourced from external sources.BSE accepts no responsibility for the accuracy or completeness of such information.
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