Member Details -SERNET FINANCIAL SERVICES PRIVATE LIMITED
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SERNET FINANCIAL SERVICES PRIVATE LIMITED
(Trade Name: SERNET FINANCIAL SERVICES PRIVATE LIMITED)
MEMBERS DETAILS AS ON 18-Nov-2025
Member NameSERNET FINANCIAL SERVICES PRIVATE LIMITED
Trade NameSERNET FINANCIAL SERVICES PRIVATE LIMITED
Member Code6298
SEBI Registration noINZ000189331
SEBI Registration Date02-08-2018
ConstitutionCORPORATE
Year of Incorporation-
Year of BSE Membership2011
SEGMENT/(s) WITH STATUS
LEGEND:-
SCM : Self Clearing Member
TM : Trading Member
StarMF
Sr noSegmentStatus
1.Commodity Derivatives (TM )
2.Equity (CM )INACTIVE
3.Debt (TM )
4.Equity Derivatives (TM )
5.Electronic Gold Receipts (TM )
6.Reporting Trading Member (TM )INACTIVE
List of APs registered as on 18-Nov-2025-
List of Remisers-
List of dealing offices as on 18-Nov-2025-
ListedNo
Investor Grievance Email ID-
Types of Clients Served (Proprietory/Institutional/Retail)RETAIL - HNI - NRI - CORPORATE
REGISTERED OFFICE
Registered Office AddressB 201 HEMU CLASSIC SHOPPING CENTRE
S.V. ROAD
MALAD(WEST)
CityMUMBAI
StateMAHARASHTRA
Pin code400064
Phone Number35000567
Fax Number66930993
Email ID-
CORRESPONDENCE OFFICE
Correspondence Office Address-
City-
State-
Pin code-
Phone Number-
Fax Number-
Email IDcompliance@sernetindia.com
Website addresshttps://sernetindia.com/
Mobile Application
Sr noName of Mobile ApplicationLink for play storeLink for Appstore
----
 Social Media Details
Sr noName of social mediaLink for social media
1Facebook-
2Instagram-
3X (formerly Twitter)-
4YouTube-
5LinkedIn-
6Others-
PMS SEBI Registration detailsClick Here
Research Analysts detailsClick Here
Investment Adviser detailsClick Here
Whether Depository Participant(CDSL/NSDL) as on 18-Nov-2025
Sr noName of DepositoryRegistration No.Link for the Members
1NSDL-Click Here
2CDSL-Click Here
Details of Membership with other Stock Exchanges as on 18-Nov-2025
Sr noName of the ExchangeLink for the Members
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MANAGING DIRECTOR / CEO DETAILS
Namebhavesh a vora
Designationmd-ceo
COMPLIANCE OFFICER DETAILS
NameBHAVESH A VORA
E-mailcompliance@sernetindia.com
Number9321106767
Name-
Designation-
Email id-
Mobile No.-
DETAILS OF DIRECTORS AS ON 18-Nov-2025
Sr.NoDirector NameDesignated Director
1BHAVESH VORADesignated Director
2BHUMIKA VORADesignated Director
3ARVIND J VORADirector
Disciplinary Actions taken by BSE against the Trading Member in the past 4 years as on 18-Nov-2025
Particulars2021-20222022-20232023-20242024-20252025-2026
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through orders and action letters) (In Rs.)-220143---
Details of the Orders of Relevant Authority
Orders issued (count)1111-
Orders issued details    -
Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by BSEClick Here
Disciplinary Actions taken by other Exchanges / Depositories as on 18-Nov-2025
Particulars2023-20242024-20252025-2026
Orders issued by other Exchanges / DepositoriesVisit Link
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Sr.No.Date of orderName of the MII/ Entity Issuing the OrderAction taken
(Monetary / non-monetary)		Order Link

Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the respective stock exchanges.Users are advised to contact the relevant stock exchange for any queries or complaints/grievance concerning these actions.These details are provided for information purposes only and BSE Limited (“BSE”) disclaims allliability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/orders of other stock exchangeswhich are displayed on BSE website.

SEBI Orders as on 18-Nov-2025
Particulars2021-20222022-20232023-20242024-20252025-2026
Orders issued by SEBI-----
A. Details of Complaints received in Scores 2.0 (+)
Status------
Opening Balance------
Received------
Closed------
Count of pending complaints------
B. Details of Complaints/Arbitration matters received in Online Dispute Resolution (ODR)(+)
1. Summary of Complaints received:
Status------
Opening Balance------
Received------
Closed------
Opening Balance------
2. Summary of Arbitration cases (+)
Status------
Opening Balance------
Received------
Closed------
Count of pending complaints------
C. Details of Complaints Closed through GRC (Pre ODR)(+)
Status2022-20232023-20242024-20252025-2026
Total Count of Complaints Closed----
Admissible Claim amount*. (As decided in GRC )----
Consent orders against the entity(Investors may click on the link and search by Member Name)
Associate Companies as on 18-Nov-2025
Sr.No.Name of the CompanyFinancial Market SectorSEBI Registration Number, if any
----
Summary of trading member Information
For the 6 monthly reporting period ending
ParticularsSEP-24MAR-24SEP-23MAR-23SEP-22MAR-22
1. Number of employees of TM(as reported by member in RBS)-58989
2. Number of branches of TM(as reported by member in RBS)------
3. Total number of active clients(traded at least once in last 1 year)215267246199209222
4.Number of APs/ affiliates registered with Exchanges------
5. Client Distribution
      a) Number of clients (UCCs) traded derivatives in last 1 year (including currencies and commodities)------
      b) Number of clients (UCCs) traded in equity cash segment in last 1 year215267246199209222
      c) % of TM volume coming from proprietary trades (If any)
               CM14.3315.646.050.391.171.74
               CD0.000.000.000.000.000.00
               FO0.000.000.000.000.000.00
 DETAILS OF CLIENT BANK ACCOUNTS DISCLOSED TO EXCHANGE
Note:- Investors are requested to note that Stock broker is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account(USCNBA). Stock broker is also required to disclose these USCNB accounts to Stock Exchange which are as under.Hence, you are requested to use following USCNB accounts only for the purpose of transferring funds to your stock broker.
Sr. No.Account NameAccount NumberIFSC Code
1 HDFC Bank Ltd15770340005643HDFC0000060
2 HDFC Bank Ltd00600340073945HDFC0000060
3 HDFC Bank Ltd57500000453661hdfc0000060
Trading member Net worth(as per LC Gupta) (Rs. in crores) as on 31-03-2024 ₹ 2.96
DISCLAIMER :- Certain information displayed here is as updated by the member with BSE and available in BSE records.Certain other information is also sourced from external sources.BSE accepts no responsibility for the accuracy or completeness of such information.
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