The Investigation Cell conducts following types of analysis of suspected market irregularities in a systematic and logical manner and then take appropriate and timely actions.

  • Snap Investigations :
  • Potential cases of market irregularities are taken up for further analysis. A preliminary analysis of the trading pattern and corporate developments in the Security is done to ascertain whether the price or volume variation observed requires further detailed analysis.
  • Examinations :
  • Examinations are a more detailed form of preliminary analysis of the trading pattern and various developments in the company wherein a report is prepared. These examinations are conducted usually on receiving a reference from SEBI or any other department of BSE or is based on an investor complaint.
  • Investigations :
  • These are full-fledged and detailed investigations wherein a complete analysis is conducted in a systematic and logical manner based on the information available with BSE and information sought/received from the Members, companies, depositories and various other sources. These investigations are conducted to establish the manipulation that was suspected in the preliminary analysis.

 The Surveillance Department imposes a penalty or deactivates the BOLT terminals or suspends the Members who are involved in market manipulation, based on the input/ evidence available from the investigation report or as and when directed by SEBI. The cases of habitual offenders are taken to the Disciplinary Action Committee, which takes necessary disciplinary actions against such Members.

Pursuant to para 3.a.i to the Exchange notice no. 20180613-29 dated June 13, 2018, given below please find the list of companies

Sr. No. Scrip Code Scrip Name
1 538351 A.F. Enterprises Ltd.
2 538570 Achal Investments Ltd.
3 538423 Alps Motor Finance Ltd.
4 511064 Aplaya Creations Ltd.
5 538556 Arman Holdings Ltd.
6 538608 Dwitiya Trading Ltd.
7 538653 Ejecta Marketing Ltd.
8 521167 Frontline Business Solutions Ltd.
9 538180 Gold Line International Finvest Ltd.
10 513305 Moryo Industries Ltd.
11 513359 Parab Infra Ltd.
12 539007 Pincon Lifestyle Ltd.
13 538452 Quasar India Ltd.
14 538520 Shivamshree Businesses Ltd.
15 503663 Tilak Ventures Ltd.
16 539008 Tirupati Fincorp Ltd.
17 538569 Triveni Enterprises Ltd.
18 537524 Viaan Industries Ltd.
19 538548 Vitan Agro Industries Ltd.