Notices
Notice No20180917-17Notice Date17 Sep 2018
CategoryComplianceSegmentGeneral
SubjectSAT Order in the matter of Shamrock Industrial Company Limited
Content

To

 

All Trading Members of the Exchange

 

Sub:  SAT Order in the matter of Shamrock Industrial Company Limited.

 

Attention of the trading members is invited to the Exchange Notice No.      20160209-32 dated February 09, 2016 wherein SEBI, vide its Order No. WTM/RKA/EFD/22/2016 dated February 09, 2016, had inter-alia, restrained and prohibited Shamrock Industrial Company Limited and its directors viz. Mr. Kamlesh Rameshchandra Khokhani and Mr. Kalpesh Rameshchandra Khokhani from accessing the securities market and from buying, selling or dealing in securities, directly or indirectly, in whatsoever manner, till the company resolves all the investor grievances pending against it.

 

The Hon’ble Securities Appellate Tribunal (SAT) vide its Order dated September 14, 2018, has vacated the directions of the impugned order dated February 09, 2016.

 

A copy of the said SAT Order is attached herewith and also available on the SEBI website   www.sebi.gov.in.

 

Trading members are advised to take note of the same and ensure compliance

 

 

 

 

 

Shaila Valsan                                                                          Avijit Sarkar                 

Manager                                                                                  Assistant Manager 

Surveillance                                                                            Surveillance

 

 

Date:  September 17, 2018

 

Attachments
Shamrock.PDF