Notice No20190611-15Notice Date11 Jun 2019
SubjectAnnual System Audit of Stock Brokers / Trading members

This is in continuation to BSE notice no. 20190411-41 dated April 11, 2019 whereby stock brokers were required to submit the System Audit Report for the period ended March 31, 2019  latest by June 30, 2019.

Please note that in case of non/late submission of System audit report for period ended March 31, 2019 beyond June 30, 2019, disciplinary action/charges are as follows:


1. Charges of Rs 100/- per day will be levied for the month of July 2019.


2. Further, from August 1, 2019 Exchange will withdraw BOLT /BOLTPLUS/ IML facility for non-submission of System audit report.


Stock Brokers are once again reminded to submit the System audit report (Preliminary Audit report and Executive Summary Report as per applicable broker type and for the period as displayed in BEFS) latest by June 30, 2019 through following link: -> System Audit Report -> Preliminary Audit Report. 

 In case of assistance in submission of the report, stock brokers are requested to contact HelpDesk at 022 6136 3100 (Hunting).


In case of any further clarification, the stock brokers may contact the following officials.


 Sr. No.

Name of Official

Tel No.


Ms. Jyoti Thukral



Ms. Priya Pillai





 For and on behalf of BSE Ltd.




Kiran Sawant                                                                                  Jyoti Thukral

Asst. General Manager                                                                  Sr. Manager

Broker Supervision                                                                        Broker Supervision