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Notices
Notice No20180614-3Notice Date14 Jun 2018
CategoryComplianceSegmentGeneral
SubjectAnnual System Audit of Stock Brokers / Trading members
Content

This is in continuation to BSE notice no.20180402-14 dated April 2, 2018, 20180424-33 dated April 24, 2018 and 20180524-19 dated May 24, 2018 whereby stock brokers were required to submit the System Audit Report for the period ended March 31, 2018  latest by June 30, 2018.
Please note that in case of non/late submission of System audit report for period ended March 31, 2018 beyond June 30, 2018, disciplinary action/charges are as follows:
 
1. Charges of Rs 100/- per day will be levied for the month of July 2018.
 
2. Further, from August 1, 2018 Exchange will withdraw BOLT /BOLTPLUS/ IML facility for non-submission of System audit report.
 
 
Stock Brokers are once again reminded to submit the Annual/half yearly System audit report (Preliminary Audit report and Executive Summary Report) latest by June 30, 2018 through following link:
 
 https://befs.bseindia.com -> System Audit Report -> Preliminary Audit Report. 
 In case of assistance in submission of the report, stock brokers are requested to contact HelpDesk at 022 6136 3100 (Hunting).
 
In case of any further clarification, the stock brokers may contact the following officials.
 
 Sr. No.
Name of Official
Tel No.
1.
Ms. Jyoti Thukral
022-22728214
2.
Ms. Priya Pillai
022-22728598
  
 

 
 For and on behalf of BSE Ltd.
 
 
 
 
Hitasha Gurbani                                                                             Jyoti Thukral
Asst. General Manager                                                                Sr. Manager
Broker Supervision                                                                        Broker Supervision