To
All Trading Members of the Exchange
Sub: Order under Sections 11(4), 11B and 11D of The Securities And Exchange Board Of India Act, 1992 read with Regulation 35 of Securities And Exchange Board Of India (Intermediaries) Regulations, 2008 in respect of Guiness Securities Limited.
SEBI, vide its ex parte – ad - interim order no. WTM/AB/SEBI/ERO/08/2018 dated December 19, 2018 has inter-alia restrained following entities from accessing the securities market and are further prohibited from buying, selling or otherwise dealing in securities, either directly or indirectly, or being associated with the securities market in any manner whatsoever, till further directions.
|
Noticee No
|
Entity’s Name
|
PAN
|
|
1
|
Guiness Securities Limited
|
AAACG9843L
|
|
2
|
Mr. Kamal Kumar Kothari
|
AKYPK8782D
|
|
3
|
Mr. Dharmendra Kothari
|
AFGPK6680M
|
|
4
|
Mr. Soumen Chatterjee
|
AKFPC1442D
|
|
5
|
Mr. Tarun Kanti Sengupta
|
AJDPS7741N
|
|
6
|
Mr. Kunal Vasumallik
|
ABFPV8759F
|
|
7
|
Mr. Dipak Rudra
|
ACHPR3694J
|
|
8
|
Mr. Deepak Parakh
|
AFPPP0732C
|
|
9
|
Mr. Shree Kumar Jhanwar
|
ACIPJ0418R
|
|
10
|
Mr. Babulal Nolkha
|
ADHPN4106A
|
|
11
|
Mr. Asish Kumar Ray
|
ADEPR1722M
|
|
12
|
Ms. Sunita Kothari
|
AFNPK8049P
|
|
13
|
Mr. Pradeep Kumar Sarkar
|
ABVPS7800E
|
|
14
|
Mr. Kalyan Mukherjee
|
AHQPM8981K
|
|
15
|
Mr. Prasant Ray
|
AANPR2831B
|
|
16
|
S K B Securities Ltd.
|
AAHCS3335G (As informed by SEBI vide its email)
|
|
17
|
Mr. Provat Mitra
|
ANDPM9486G
|
|
18
|
Mr. Somnath Bhattacharjee
|
ADXPB0019J
|
|
19
|
Ms. Lipika Bhattacharjee
|
ASSPB2706Q
|
|
20
|
Mr. Hemant Kothari
|
AFOPK6638P
|
|
21
|
Mr. Krishna Maheswari
|
Not Available
|
|
22
|
Mr. Aman Mohan Kothari
|
AUOPK5221B
|
|
23
|
Param Commodities Pvt. Ltd.
|
AAFCP0003L
|
|
24
|
Mr. Pawan Kumar Modi
|
AESPM0259F
|
|
25
|
Mr. Murlidhar Sharma
|
AJMPS1405N
|
|
26
|
Paramarth Agro Marketing Private Limited
|
AAFCP0005N
|
|
27
|
Apurva Commodities Pvt. Ltd.
|
AAGCA3264P
|
|
28
|
Mr. Ram Avtar Sharma
|
ALGPS0914E
|
|
29
|
Awadhoot Marketing Pvt. Ltd.
|
AAECA9172C
|
|
30
|
Mr. Sudarshana Mitra
|
AHBPM6874G
|
|
31
|
Mr. Shyamal Mitra
|
AHBPM6875H
|
|
32
|
Mr. Abhijit Pal
|
Not Available
|
|
33
|
Mr. Gaurav Choudhary
|
AFSPC6498P
|
|
34
|
Superfast Tours And Travels Pvt. Ltd.
|
AAECS4607A
|
|
35
|
Mr. Mahabir Chand Jain
|
ACHPJ8058N
|
|
36
|
Mr. Jayant Kumar Jain
|
AGUPJ4377R
|
The aforesaid Noticees and persons shall cease and desist from undertaking any activity in the securities market, directly or indirectly, in any manner whatsoever till further directions.
This Order shall come into force with immediate effect.
A copy of the said Order is attached herewith and also available on the SEBI website www.sebi.gov.in.
Trading members are advised to take note of the same and ensure compliance.
Shaila Valsan Avijit Sarkar
Manager Assistant Manager
Surveillance Surveillance
Date: December 19, 2018
|