All Trading Members of the Exchange
Sub: Final Order Under Sections 11(1), 11(4), 11B of the Securities and Exchange Board of India Act, 1992 In Re: Securities and Exchange Board of India (Investment Advisers) Regulations, 2013, and the Securities and Exchange Board of India (Research Analyst) Regulations, 2014 In the matter of Indira Trading Company
SEBI vide its order no. WTM/MB/IMD /DoF - 1/10676/2020-21 dated February 26, 2021 has inter-alia directed the Noticees not to, directly or indirectly, access the securities market, and are prohibited from buying, selling or otherwise dealing in the securities market, directly or indirectly in whatsoever manner, from the date of this Order, till the expiry of four (04) years from the date of refund of the money as directed in paragraph 45.1 of the aforesaid order.
This Order is effective from the date of the order.
A copy of the said Order is attached herewith and available on the SEBI website www.sebi.gov.in.
Trading members are advised to take note of the same and ensure compliance.
Jeevan Noronha Fahad Kapadia
Senior Manager Assistant Manager
Date: February 26, 2021