To
All Trading Members of the Exchange
Sub: Exparte–Ad-Interim Order under sections 11(4), 11B and 11D of the Securities and Exchange Board Of India Act, 1992 read with regulation 35 of Securities and Exchange Board of India (intermediaries) regulations in respect of Allied Financial Services Private Limited (AFSPL).
SEBI, vide its Order no. WTM/AB/ SEBI/NRO/22/2019 dated February 27, 2019 has inter-alia issued following directions:
· Restrained following entities from accessing the securities market and are further prohibited from buying, selling or otherwise dealing in securities, either directly or indirectly, or being associated with the securities market in any manner whatsoever, till further directions.
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Noticee No.
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Entity Name
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PAN No.
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1
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Allied Financial Services Private Limited
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AAACA2020K
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2
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Mr Rajeev Kumar Asopa
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AASPA3260C
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3
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Mr Lalit Agarwal
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AFKPA9024P
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4
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Mr Rajendra Prasad Basia
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AAEPB2709B
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5
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Mr Awanish Kumar Mishra
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AGOPM7538H
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6
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Mr Jitendra Kumar Tiwari
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ALBPT6629A
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7
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Money Mishra Financial Services
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AAZFM1357R
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8
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Money Mishra Overseas Pvt. Ltd
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AAJCM8612N
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9
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Mr Pankaj Garg
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AERPG5388J
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10
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Mr Jitender Malhotra
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ALRPM2119G
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- The aforesaid Noticees shall cease and desist from undertaking any activity in the securities market, directly or indirectly, in any manner whatsoever till further directions.
Further as stated in the aforesaid Order, in the event of the respective Noticees failing to file replies within 21 days of receipt of this order or failing to appear before SEBI on the aforesaid date and time, the preliminary findings at paras 4 of this Order and directions at para 8 (a) to (i) above shall be deemed to be confirmed against the Noticees automatically, without any further orders.
This Order shall come into force with immediate effect and shall remain in force till further directions.
A copy of the said Order is attached herewith and available on the SEBI website www.sebi.gov.in.
Trading members are advised to take note of the same and ensure compliance.
Shaila Valsan Avijit Sarkar
Manager Assistant Manager
Surveillance Surveillance
Date: February 27, 2019
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