Notices
Notice No20180111-36Notice Date11 Jan 2018
CategoryComplianceSegmentGeneral
SubjectIssuance of Annual Global Statement
Content

As per SEBI, letter dated November 27, 2017, all the stock brokers are required to issue an Annual Global Statement to their clients. Further, the statement is required to be issued within 30 days from the end of financial year and should cover all transactions executed by the client during the financial year.

Indicative format of the Annual Global Statement is attached as Annexure -1.

The statement is required to be issued w.e.f F.Y. 2017-2018 onwards.

Stock Brokers are advised to comply with above mentioned requirement.

 

For and On behalf of BSE Ltd.  

 

 

Gopalkrishnan Iyer                                                                 Hitasha Gurbani

Sr. General Manager                                                               Asst. General Manager

(Brokers’ Supervision)                                                            (Brokers’ Supervision)

 

 

Attachments
Annexure -1.docx