| Order in respect of Gromo Trade & Consultancy Ltd and others |
To
All Trading Members of the Exchange
sub: Order under Sections 11, 11B and 11(4) of the Securities and Exchange Board of India Act, 1992 read with Regulation 11 of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 in respect of Gromo Trade & Consultancy Ltd and others.
Attention of the trading members is invited to Exchange Notice No. 20150223-2, to be read with Exchange Notice No. 20150223-1 dated February 23, 2015 wherein SEBI vide its ad-interim ex-parte order no. WTM/RKA/ ISD/ 09/2015 dated February 20, 2015 had, inter-alia, issued the following directions :
· Restrained certain entities from accessing the securities market and further prohibited from buying, selling or otherwise dealing in the securities market, either directly or indirectly, till further directions.
· Restrained certain suspected persons/entities from buying, selling or dealing in the scrip of Kamalakshi Finance Corp Ltd, either directly or indirectly, in any manner, till further directions.
· Trading in the securities of Kamalakshi Finance Corp Ltd. shall be suspended till further directions.
Further, SEBI vide its Order no. WTM/RKA/ISD/114/2016 dated August 25, 2016 (issued vide Exchange notice no. 20160825-31 dated August 25, 2016) had confirmed the directions against certain entities.
SEBI, now vide its Order no. WTM/GM/EFD/72/2018 dated October 30, 2018 has inter-alia issued the following directions:
- Restrained the following Noticees, from accessing the securities market and further prohibit them from buying, selling or otherwise dealing in securities, directly or indirectly, or being associated with the securities market in any manner, whatsoever, for a period of five years. The period of debarment already suffered by the Noticees from the date of the ad-interim ex-parte order dated February 20, 2015 shall stand reduced from the aforesaid period. Some of the Noticees listed below, are already undergoing such directions, subject to reliefs granted to them while confirming those directions against them on earlier occasions, and they shall continue to be restrained or prohibited from accessing the market or trading, as the case may be, for the remaining period of five years and continue to enjoy the benefit of such reliefs as granted.
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Noticees
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PAN
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M/s Gromo Trade & Consultancy Ltd.
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AAACK1804B
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Mr. Dheeraj Shah (Promoter, Managing Director)
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ARWPS1458D
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Ms. Sheetal Dheeraj Shah (Director)
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BPFPS4170G
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Mr. Jayprakash Dhanraj Bohra
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AACPB3214B
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Mr. Wakil Rajbhar
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AOSPR9100E
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Ms. Sapna Ramdas Jatwal
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APNPJ7211C
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Mr. Girish Rajkumar Goel
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BDLPG2634K
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Mr. Vijay Mahavir Tibrewal
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ACZPT5384R
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Ms. Chandadevi Agrawal
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ABGPA4839A
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Mr.Vipul Amratlal Doshi
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AEEPD3118A
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M/s Samskara Sales Agency P Ltd
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AATCS7717A
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Ms. Kavita Vijay Tibrewal
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ADHPT3452F
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Mr. Girdhari Kumar Agrawal
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AAGPA5881R
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Mr. Pankajkumar Jugalkishor Parmar
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ATYPP6409M
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Mr. Sabirbhai Sattarbhai Bhathiyara
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AUCPB9000F
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Mr. Shirin Sabirbhai Bhatiyara
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BGIPB9055R
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Mr. Chandrapalsinh Mohansinh Rathod
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AZGPR9023D
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- Restrained Pradeep Dhanuka (PAN:AACPD0526C), Ram Bhopal Agarwal Sons HUF and its karta (PAN: AADHR1835H), Dayanand Agarwal (PAN : ACWPA3195Q) and Narendrasinh Surendrasinh Rathod (PAN:AGSPR9856P) from accessing the securities market and further prohibited from buying, selling or otherwise dealing in securities, directly or indirectly, or being associated with the securities market in any manner, whatsoever, for a period of five years, from the date of this order.
- It is also stated in the aforesaid SEBI order that the trading restriction imposed on the scrip is no longer valid and hence the restraint on the scrip stands revoked.
This Order shall come into force with immediate effect.
A copy of the said Order is attached herewith and also available on the SEBI website www.sebi.gov.in.
Trading members are advised to take note of the same and ensure compliance.
Shaila Valsan Avijit Sarkar
Manager Assistant Manager
Surveillance Surveillance
Date: October 30, 2018
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