Notices
Notice No20181218-2Notice Date18 Dec 2018
CategoryComplianceSegmentGeneral
SubjectEarly Warning Mechanism to prevent diversion of client securities
Content
This is with reference to the SEBI Circular no. SEBI/HO/MIRSD/DOP/CIR/P/2018/153 dated December 17, 2018 on Early Warning Mechanism to prevent diversion of client securities.

The Stock brokers are requested to refer the circular attached and make a note of relevant points on the details of the Early Warning Mechanism.

Trading members are requested to take note of the above and comply

For and On behalf of BSE Ltd.
 
 
 
Gopalkrishnan Iyer                                                 Rohini. Rasputra      
Chief General Manager                                           Senior Manager                      
(Brokers’ Supervision )                                                (Brokers’ Supervision)
Attachments
SEBI - Early Warning Mechanism to prevent diversio