Notices
Notice No20181129-33Notice Date29 Nov 2018
CategoryComplianceSegmentGeneral
SubjectInterim Order in the matter of Stock Indication
Content

To

 

All Trading Members of the Exchange

 

sub:  Order under Sections 11(1), 11(4), 11B and 11D of the Securities and Exchange Board of India Act, 1992 in the matter of Stock Indication w.r.t. Stock Indication and its partners, Mr. Mohd. Tanveer Ahmed and Mr. Sunny Gupta.

 

SEBI, vide its Interim ex-parte Order no. WTM/MPB/IMD-DoF-1/62/2018 dated November 28, 2018 has inter-alia directed Stock Indication (ACVFS0354G), Mohd. Tanveer Ahmed (BAWPA2321M) and Sunny Gupta (BXUPQ7330K) not to access the securities market and buy, sell or otherwise deal in securities in any manner whatsoever, directly or indirectly, until further orders.

 

 

This Order shall come into force with immediate effect.

 

A copy of the said Order is attached herewith and also available on the SEBI website www.sebi.gov.in.

 

Trading members are advised to take note of the same and ensure compliance.

 

 

 

 

 

Ena Janvalekar                                                                        Shaila Valsan                            

Sr. Manager                                                                              Manager

Surveillance                                                                             Surveillance

 

Date:  November 29, 2018

 

Attachments
Stock Indication.pdf