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Notices
Notice No20180320-39Notice Date20 Mar 2018
CategoryComplianceSegmentGeneral
SubjectOrder in respect of Ficus Securities Pvt. Ltd.
Content

To

 

All Trading Members of the Exchange

 

Sub:  Ex Parte - Ad- Interim Order under Sections 11(4), 11B And 11D of the Securities and Exchange Board of India Act, 1992 read with Regulation 35 of Securities and Exchange Board of India (Intermediaries) Regulations, 2008 in respect of Ficus Securities Pvt. Ltd.

 

SEBI, vide its Order no. WTM/MPB/NRO/ 154 /2018 dated March 20, 2018 has inter-alia restrained the below mentioned entities from accessing the securities market and are further prohibited from buying, selling or otherwise dealing in securities, either directly or indirectly, or being associated with the securities market in any manner whatsoever, till further directions.

 

Entities

PAN

Ficus Securities Pvt. Ltd

AAACV0429K

Ficus Commodities Pvt. Ltd

AABCV4377P

Mr. Vinod Kumar Bansal

AAGPB8255Q

Mr. Surender Singh

EFTPS4215D

Neena Bansal

AIDPB7112P

Prashant Kumar Nayak

AFTPN9303D

Poonam Rajbhar

AGQPR0343D

Tripta Kapoor

ASVPK5946Q

Shabnam John

AGUPJ1830F

 

This Order shall come into force with immediate effect.

 

A copy of the said order is attached herewith and also available on the SEBI website www.sebi.gov.in.

 

Trading members are advised to take note of the same and ensure compliance.

 

 

 

 

Shaila Valsan                                                               Manish M.N                                    

Manager                                                                       Assistant Manager 

Surveillance                                                                 Surveillance

 

Date:  March 20, 2018

Attachments
Ficus Securities Pvt Ltd.pdf