This has reference to SEBI circular no. SEBI/HO/MIRSD/DPIEA/CIR/P/2020/115 dated July 01, 2020, Exchange notice 20200702-43 dated July 02, 2020, Exchange notice 20200907-42 dated September 07, 2020, Exchange notice 20200914-54 dated September 14, 2020 on the subject “Standard Operating Procedure in the cases of Trading Member /Clearing Member leading to default”.
Members are advised to submit the said undertaking which is now made available on BEFS. The path for submitting the undertaking is as below:
BEFS >> Enhance Supervision >> Undertaking cum Indemnity Bond upload
The undertaking needs to be submitted on or before the due date i.e. September 30, 2020.
The undertaking is attached as Annexure A and the user manual for submitting the undertaking is attached as Annexure B.
All members are requested to take note of the same and comply.
In case of any queries/clarifications, you may contact us on the below nos.
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Name of the Official
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Contact Nos.
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Email Id
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Tushar Shetty
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022-2272 8217
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bse.inspection@bseindia.com
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Prakash Ananthanarayanan
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022-2272 8895
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Prashant Sindhwad
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022-2272 8460
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Ashwin Lalchandani
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022-2272 5185
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For and on behalf of BSE Ltd.
Kiran Sawant
Asst. Gen. Manager
Broker Supervision |