This has reference to SEBI circular no. SEBI/HO/MIRSD/DPIEA/CIR/P/2020/115 dated July 01, 2020, Exchange notice 20200702-43 dated July 02, 2020, Exchange notice 20200907-42 dated September 07, 2020, Exchange notice 20200914-54 dated September 14, 2020 on the subject “Standard Operating Procedure in the cases of Trading Member /Clearing Member leading to default”.
Members are advised to submit the said undertaking which is now made available on BEFS. The path for submitting the undertaking is as below:
BEFS >> Enhance Supervision >> Undertaking cum Indemnity Bond upload
The undertaking needs to be submitted on or before the due date i.e. September 30, 2020.
The undertaking is attached as Annexure A and the user manual for submitting the undertaking is attached as Annexure B.
All members are requested to take note of the same and comply.
In case of any queries/clarifications, you may contact us on the below nos.
Name of the Official
|
Contact Nos.
|
Email Id
|
Tushar Shetty
|
022-2272 8217
|
bse.inspection@bseindia.com
|
Prakash Ananthanarayanan
|
022-2272 8895
|
Prashant Sindhwad
|
022-2272 8460
|
Ashwin Lalchandani
|
022-2272 5185
|
For and on behalf of BSE Ltd.
Kiran Sawant
Asst. Gen. Manager
Broker Supervision |