Notices
Notice No20210604-8Notice Date04 Jun 2021
CategoryComplianceSegmentGeneral
SubjectConfirmatory Order in the matter of Future Investment
Content

To

 

All Trading Members of the Exchange

 

SUB: CONFIRMATORY ORDER Under Sections 11, 11B (1) and 11D of the Securities and Exchange Board of India Act, 1992, In Re: Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003 and Securities and Exchange Board of India (Investment Advisers) Regulations 2013, in the matter of Future Investment.

 

In continuation to the Exchange Notice No. 20200929-54 dated September 29, 2020 on the captioned matter.

 

SEBI vide its order no. WTM/MB/WRO/WRO/12130/2021-22 dated June 03, 2021 has inter-alia hereby confirm the directions issued vide ex-parte ad interim order dated September 29, 2020, against Ms. Pinky Kelva, Proprietor of M/s. Future Investment.

          

This Order is effective from the date of the order.

 

A copy of the said Order is attached herewith and available on the SEBI website www.sebi.gov.in.

 

Trading members are advised to take note of the same and ensure compliance.

 

 

Jeevan Noronha                                                                                          Roshani More          

Senior Manager                                                                                           Assistant Manager  

Surveillance                                                                                                  Surveillance

 

Date: June 04, 2021

 

Attachments
Confirmatory Order Future Investment.pdf