| Confirmatory order in the matter of Allied Financial Services Private Limited |
To
All Trading Members of the Exchange
sub: Confirmatory order under Sections 11(4), 11B and 11D of the Securities and Exchange Board Of India Act, 1992 read with regulation 35 of Securities And Exchange Board Of India (intermediaries) Regulations, 2008 in respect of Allied Financial Services Private Limited and various entities.
Attention of the trading members is invited to the Exchange Notice No. 20190227-43 dated February, 27, 2019 where in SEBI vide its Order no. WTM/AB/ SEBI/NRO/22/2019 dated February 27, 2019 had inter-alia restrained various entities from accessing the securities market and are further prohibited from buying, selling or otherwise dealing in securities, either directly or indirectly, or being associated with the securities market in any manner whatsoever, till further directions
SEBI, now vide its Order no. WTM/AB/SEBI/MIRSD/NRO/06/2019-20 dated May 17, 2019 has issued the following directions:-
- The directions mentioned at para 8(a), 8(b), 8(c), 8(e), 8(f), 8(g) and 8(i) of the interim order dated February 27, 2019, stand confirmed against following entities:
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S. No.
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Entity Name
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PAN No.
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1
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Allied Financial Services Private Limited
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AAACA2020K
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2
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Mr Awanish Kumar Mishra
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AGOPM7538H
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3
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Mr Jitendra Kumar Tiwari
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ALBPT6629A
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4
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Money Mishra Financial Services
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AAZFM1357R
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5
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Money Mishra Overseas Pvt. Ltd
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AAJCM8612N
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6
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M/s Mutual Fund Digilocker LLP
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ABJFM9337L
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7
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Mr Pankaj Garg
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AERPG5388J
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8
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Mr Jitender Malhotra
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ALRPM2119G
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- The directions mentioned at para 8 of the interim order against following entities shall be discontinued.
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S. No.
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Entity Name
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PAN No.
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1
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Mr Rajeev Kumar Asopa
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AASPA3260C
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2
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Mr Lalit Agarwal
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AFKPA9024P
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3
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Mr Rajendra Prasad Basia
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AAEPB2709B
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This Order shall come into force with immediate effect.
A copy of the said Order is attached herewith and also available on the SEBI website www.sebi.gov.in.
Trading members are advised to take note of the same and ensure compliance.
Shaila Valsan Fahad Kapadia
Manager Assistant Manager
Surveillance Surveillance
Date: May 17, 2019
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