Sub: Surveillance obligation for the Trading Members - Update
It may be noted that in view of the recent volatility in the market, Exchanges have stepped up their ongoing surveillance.
In view of the same and in continuation to Exchange circular no 20130307-21 dated March 07, 2013 on “Surveillance obligation for the Trading Members”, trading members have the responsibility of monitoring the trading activity of their clients. Accordingly, trading members are advised to step-up monitoring of the trading activity of their clients including intra-day activity and proactively report to the Exchange observations / findings, if any.
Trading members are requested to take note of the above.
In case of any clarifications, kindly contact on 022 2272 8852 / 8234.
For & On behalf of BSE Ltd.
Usha Sharma Rajesh Gandhi
Addl. General Manager Deputy General Manager
Surveillance Surveillance
Date: - February 05, 2019
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