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NOTICES
Notice No.   20230601-10   Notice Date   01 Jun 2023
Category   Circulars Listed Companies   Segment   General
Subject   Model Tripartite Agreement between the Issuer Company, Existing Share Transfer Agent and New Share Transfer Agent as per Regulation 7(4) of SEBI (Listing Obligation and Disclosure Requirements) Regulation, 2015
Attachments   Model Tripartite Agreement.pdf ;
Content

Dear Sir\Madam

 

The Securities and Exchange Board of India (SEBI) has issued circular no.  SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/79 dated May 25, 2023, regarding Model Tripartite Agreement between the Issuer Company, Existing Share Transfer Agent, and New Share Transfer Agent as per Regulation 7(4) of SEBI (Listing Obligation and Disclosure Requirements) Regulation, 2015.

 

As per regulation 7(4) of SEBI LODR Regulations, 2015, “in case of any change or appointment of a new share transfer agent, the listed entity shall enter into a tripartite agreement between the existing share transfer agent, the new share transfer agent and the listed entity, in the manner as specified by the Board from time to time.”

Model Tripartite Agreement has been prepared in consultation with Registrar Association of India (RAIN) and some issuer companies. Format of the Tripartite Agreement is placed at Annexure-A.

 

The aforesaid circular is attached for reference.

 

All Listed companies are requested to take note and comply accordingly.  

 

Ashok kumar Singh   
DGM-Listing Compliance 

 

Shyam Bhagirath
Manager-Listing Compliance