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NOTICES
Notice No.   20230421-49   Notice Date   21 Apr 2023
Category   Compliance   Segment   General
Subject   Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011
 
Content

To All Members,

This is with reference to SEBI circular no. SEBI/HO/MIRSD/DoP/P/CIR/2022/46 dated April 06, 2022 and Exchange notice no. 20220412-12 dated April 12, 2022.

Your attention is hereby drawn to point 11 of the above referred SEBI Circular, which states the following: 

“Clients whose KYC records are not found to be valid by KRA after the validation process shall be allowed to transact in securities market only after their KYC is validated.”  

Trading Members are requested to strictly comply with above referred requirement and ensure that clients whose KYC records are not found to be valid by KRA after the validation process shall be allowed to transact in securities market only after their KYC is validated by KRA. 

Trading Members are advised to take note and comply with the above guidelines. 

In case of any clarifications, members may contact us on details given as under:

Contact Nos.

022-2272 8435/5785

Email ID

bse.inspection@bseindia.com

 

For and on behalf of BSE Ltd. 

 

Sandeep Sharma                                              Jyoti Thukral

Asst. Gen. Manager                                         Sr. Manager

Brokers’ Supervision                                       Brokers’ Supervision