Notice No.   20220215-56   Notice Date   15 Feb 2022
Category   Others   Segment   General
Subject   Declaration of Trading Member C.M.Goenka Stock Brokers Pvt. Ltd. (Clg. No. 6607) as Defaulter and Expulsion
Attachments   Annexure I.pdf ;

Trading Members of the Exchange are hereby informed that pursuant to declaration of C.M.Goenka Stock Brokers Pvt. Ltd. as defaulter as well as expulsion by NSE vide their circular no. 06/2022 dated February 15, 2022 with immediate effect, the Exchange has declared C.M.Goenka Stock Brokers Pvt. Ltd. (Clg. No. 6607), a corporate Trading Member of the Exchange as defaulter, in terms of the provisions of SEBI Circular No. SEBI/MIRSD/Master Cir-04/2010 dated March 17, 2010 and also expelled the said Trading Member in compliance with the requirement of Circular No. F. No. 1/26/SE/91 dated August 12, 1991 issued by Ministry of Finance (Department of Economic Affairs), Government of India w.e.f. February 15, 2022.


As per the Exchange records, the Authorized Persons (mentioned in Annexure I) affiliated with the Trading Member C.M.Goenka Stock Brokers Pvt. Ltd are not authorized henceforth to deal in that capacity and their registration stands withdrawn.


Trading Members and Investors are advised to take note of the same.



Usha Sharma                                                             Hemant Dharap        

General Manager                                                        Deputy General Manager 

Broker Supervision, Membership Compliance,          Membership Compliance and

And Investor Services                                                Investor Services