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NOTICES
Notice No.   20210108-49   Notice Date   08 Jan 2021
Category   Compliance   Segment   General
Subject   Submission of Cyber Security & Cyber Resilience Audit through BEFS (BSE Electronic Filing System)
Attachments   Annexure I (Auditor Manual).pdf ; Annexure II (Member Manual).pdf ;
Content

This is further to the Exchange Notice no. 20201203-36 dated December 3, 2020 wherein all the stock brokers who have used Algorithmic Trading facility (Type III brokers) to trade for the half year ended September 2020 were directed to submit Cyber Security & Cyber Resilience Audit Report for the half year ended September 30, 2020 to the Exchange on or before January 31, 2021.

Stock Brokers may note that the Cyber Security & Cyber Resilience Audit Report for the period ended September 30, 2020 is to be submitted in electronic form only through BEFS (BSE Electronic Filing System) and the module for submission is now enabled at following link:

 

http://befs.bseindia.com -> Cyber Security & Cyber Resilience Audit.

 

The actions for late/non-submission of the Cyber Security & Cyber Resilience Audit shall be applicable as per Exchange notice no. 20200428-36 dated April 28, 2020.

 

 

It may be noted that submission of Cyber Security & Cyber Resilience Audit Report shall be considered complete only after stock broker submits the report to the Exchange and receives an acknowledgment email. Saved reports/reports submitted by auditor will not be considered as final submission to Exchange. Stock brokers are requested to refer to the following user manuals while submitting the Cyber Security and Cyber Resilience Audit Report.

Ø  Auditor User Manual – Annexure I

Ø  Member User Manual – Annexure II

 

All stock brokers are requested to take note of the above and ensure compliance.

 

In case of any queries/clarifications, you may contact us on the below nos.

 

Contact Name

Purpose

Contact Nos.

Email ID

Deepa/Josephine/Jyoti

Process related

2272 8214/8598

bse.reports@bseindia.com

BSE Helpdesk

Technical queries

30594000

bsehelp@bseindia.com

Helpdesk

XBRL related issues

18002330445

bse.auditreport@bseindia.com

 

For and on behalf of BSE Ltd

 

 

 

Hiteshkumar Desai                                              Kiran Sawant

Additional Gen. Manager                                   Asst. General Manager

Broker Supervision                                              Broker Supervision