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NOTICES
Notice No.   20200916-52   Notice Date   16 Sep 2020
Category   Compliance   Segment   General
Subject   Submission of undertaking pursuant to Standard Operating Procedure in the cases of Trading Member/Clearing Member leading to default
Attachments   Annexure A.docx ; Annexure B.pdf ;
Content

 

This has reference to SEBI circular no. SEBI/HO/MIRSD/DPIEA/CIR/P/2020/115 dated July 01, 2020, Exchange notice 20200702-43 dated July 02, 2020, Exchange notice 20200907-42 dated September 07, 2020, Exchange notice 20200914-54 dated September 14, 2020 on the subject “Standard Operating Procedure in the cases of Trading Member /Clearing Member leading to default”.

 

Members are advised to submit the said undertaking which is now made available on BEFS. The path for submitting the undertaking is as below:

 

BEFS >> Enhance Supervision >> Undertaking cum Indemnity Bond upload

 

The undertaking needs to be submitted on or before the due date i.e. September 30, 2020.

 

The undertaking is attached as Annexure A and the user manual for submitting the undertaking is attached as Annexure B.

 

All members are requested to take note of the same and comply.

 

In case of any queries/clarifications, you may contact us on the below nos.

 

Name of the Official

Contact Nos.

Email Id

Tushar Shetty

022-2272 8217

bse.inspection@bseindia.com

Prakash Ananthanarayanan

022-2272 8895

Prashant Sindhwad

022-2272 8460

Ashwin Lalchandani

022-2272 5185

 

 

For and on behalf of BSE Ltd.

 

 

Kiran Sawant

Asst. Gen. Manager

Broker Supervision