Notice No.   20170509-34   Notice Date   09 May 2017
Category   Compliance   Segment   General
Subject   Declaration of MANOJ JAVERI STOCK BROKING PVT.LTD. (Clg No. 421) as defaulter


     Trading Members of the Exchange are hereby informed that, the Exchange has declared     MANOJ JAVERI STOCK BROKING PVT.LTD. (Clg No. 421), a corporate Trading Member of the Exchange, as defaulter under the Rules, Bye-laws and Regulations of the Exchange, on account of its failure to fulfil its engagements and inability to discharge his obligations/liabilities arising out of Appellate Arbitration Award passed against it.
Investors having any outstanding claims against MANOJ JAVERI STOCK BROKING PVT.LTD. are advised to file their claims with the Exchange, if they so desire, within 120 days from the date of issue of this notice i.e. by September 6, 2017, as provided under SEBI Circular No. MRD/DoP/SE/Cir-38/2004 dated October 28, 2004, circular No. MRD/DP/06/2011 dated June 16, 2011, circular no. SEBI/HO/DMS/CIR/P/2017/15 dated 23rd February, 2017 and any other modifications/circulars as may be issue by SEBI in this regard, from time to time.
The eligible claims filed before the aforesaid specified date would be considered for compensation from the Investor Protection Fund (IPF), as per the provision of SEBI circular no. CIR/MRD/DP/28/2014 dated September 29, 2014 to the maximum extent of Rs. 15 Lacs per client. Further the eligible claims filed by investors after the specified date are required to provide reasons for delay in filing the claim and should satisfy the IPF that the claim could not have been filed during the specified period for the reasons beyond the control of the claimant.
Gopalkrishnan Iyer                                                                 Hemant Dharap
Sr. General Manager,                                                            Asst. Gen. Manager