Notice No.   20170413-40   Notice Date   13 Apr 2017
Category   Compliance   Segment   General
Subject   Declaration of ROYAL INTERNATIONAL SHARES PVT. LTD. as defaulter


Trading Members of the Exchange are hereby informed that pursuant to declaration of ROYAL INTERNATIONAL SHARES PVT. LTD. as defaulter by NSE vide its circular no. 321/2017 dated April 6, 2017, the Exchange has declared ROYAL INTERNATIONAL SHARES PVT. LTD. (Clg No.  6496), a corporate Trading Member of the Exchange as defaulter, in terms of the provisions of SEBI Circular No. SEBI/MIRSD/Master Cir-04/2010 dated March 17, 2010 
Investors having any outstanding claims against ROYAL INTERNATIONAL SHARES PVT. LTD. are advised to file their claims with the Exchange, if they so desire, within 120 days from the date of issue of this notice i.e. by August 11, 2017, as provided under SEBI Circular No. MRD/DoP/SE/Cir-38/2004 dated October 28, 2004, circular No. MRD/DP/06/2011 dated June 16, 2011, circular no. SEBI/HO/DMS/CIR/P/2017/15 dated 23rd February, 2017 and any other modifications/circulars as may be issue by SEBI in this regard, from time to time.
The eligible claims filed before the aforesaid specified date would be considered for compensation from the Investor Protection Fund (IPF), as per the provision of SEBI circular no. CIR/MRD/DP/28/2014 dated September 29, 2014 to the maximum extent of Rs. 15 Lacs per client. Further the eligible claims filed by investors after the specified date are required to provide reasons for delay in filing the claim and should satisfy the IPF that the claim could not have been filed during the specified period for the reasons beyond the control of the claimant.
Gopalkrishnan Iyer                                                              Hemant Dharap
Sr. General Manager,                                                          Asst. Gen. Manager