Notice No.   20151231-5   Notice Date   31 Dec 2015
Category   Compliance   Segment   General
Subject   Declaration of Dreams Broking Pvt. Ltd. (Clg. No. 6501) as defaulter

The Trading Members of the Exchange are hereby informed that Dreams Broking Pvt. Ltd (Clg no. 6501), a corporate Trading Member of the Exchange, having SEBI registration No. INB011458438, has been declared as defaulter, w.e.f. December 31, 2015 under Bye-law 316 read with Bye-law 317 of Rules, Bye-laws and Regulations of Exchange for non-implementation of claim values decided in IGRC against Dreams Broking Pvt. Ltd.


Investors having any outstanding claims against Dreams Broking Pvt. Ltd., are advised to file arbitration references with the Exchange, if they so desire, within 120 days from the date of issue of this notice, as provided under SEBI Circular No. MRD/DoP/SE/Cir-38/2004 dated October 28, 2004 and circular No. MRD/DP/06/2011 dated June 16, 2011 and any other modifications/circulars as may be issued by SEBI in this regard, from time to time.


Further, the arbitration claims filed by clients after the aforesaid period of 120 days would be eligible for receiving compensation as per the conditions prescribed by SEBI in circular no. CIR/MRD/DP/28/2014 dated September 29, 2014.




Gopalkrishnan Iyer                                                                          Ravindra Palande

Sr. General Manager,                                                                     Asst. Gen. Manager