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| NOTICES |
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| Notice No. |
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20100203-30 |
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Notice Date |
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03 Feb 2010 |
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| Category |
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Compliance |
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Segment |
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General |
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| Subject |
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Dealings between a Client and a stock broker (trading members included) |
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| Attachments |
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Annexure-1.doc ; |
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| Content |
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To,
The Members,
Please refer to SEBI Circular MIRSD/SE/Cir-19/2009 dated December 3, 2009 and BSE Notice No. 20091204-7 dated December 4, 2009 on the captioned subject. In this regard, please find enclosed clarifications to the above circular in consultation with SEBI. Clarifications are enclosed as Annexure 1.
Members are advised to comply with the SEBI guidelines listed in the above referred circular in its true spirit.
In case of any queries / clarification, the members may contact Mr. Mitesh Thakkar or Ms. Priya P. on Tel. Nos. : 022-22728880/ 22728598.
Devika Shah Yogesh Bambardekar
Sr. General Manager Asst. General Manager
Surveillance & Supervision Surveillance & Supervision
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