Regulatory Orders Against Members
Start Date:
End Date:
Notice No:
Segment Name:
All
BSEHITECH
Commodity Derivatives
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IRD
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SME
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Category Name:
All
Circulars Listed Companies
Company related
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Corporate Actions
Index
Others
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Tenders
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Department:
All
Bad Delivery Cell
BSE Training Institute
BTI
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DAPM - General Administration
Debt
Derivatives
DIS
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Economist Cell
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Estate & Maintenance
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Fixed Income
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Helpdesk
HR
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ICC
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IPF Secretariat
ISMS
IT-Networks
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Legal
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Listing Operations
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Membership
Membership Compliance
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Personnel
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Regulatory Correspondence Dept.
S&P BSE Index
Secretarial
Security
SME
Surveillance
Tainted Shares
Trading Development
Trading Operations
Unified Business Commercial
Security Code/Name:
Subject:
Containing Text:
Notice No
Subject
Segment Name
Category Name
Department
PDF
20231031-7
Declaration of Trading Member Balance Equity Broking (India) Pvt. Ltd. (Clg no. 3003) as Defaulter
General
Others
Membership Compliance
20211001-3
Formats specifying disclosure of Corporate Governance by High value debt listed entities.
Debt
Circulars Listed Companies
Listing Compliance-Monitoring
20200526-35
Extension of Collection of Back Dated Broker Turnover Stamp duty of Uttar Pradesh till 30th June, 2020 by BOISL.
General
Others
Membership Compliance
20180621-19
Revocation of Suspension in trading of equity shares of Neptune Exports Ltd. (Scrip Code: 512522)
Equity
Compliance
Listing Compliance-Monitoring
20160328-17
Suspension of trading in securities of companies for non-compliances of certain clauses of the erstwhile Listing Agreement
Equity
Others
Regulatory Correspondence Dept.
20121022-22
Suspension of trading rights of trading member KOLAR SHAREX PVT. LTD. (Clg. No. 167)
General
Compliance
Regulatory Correspondence Dept.
20120925-16
Declaration of Mahesh Kothari Share & Stock Brokers Pvt. Ltd. (Clg. No. 461) as Defaulter
General
Others
DIS
20110210-20
Suspension of Trading Rights of the Trading Member M/s. Harish Chandra Gutt & Co. Pvt. Ltd. (Clearing No. 271)
General
Others
Regulatory Correspondence Dept.
20100819-20
Declaration of Ford Brothers Capital Services Ltd. (Clg. No. 958) as Defaulter
General
Others
Corporate Secreterial
20090727-22
Declaration of Sunchan Securities Limited a Defaulter and its Expulsion
General
Others
Investors Services Cell
20090717-7
Expulsion of DPS Shares & Securities (P) Ltd.(Clg. No. 151)
General
Compliance
Inspection
20080926-32
Trading Rights of M/s. Harish Chandra Gutt & Co. Pvt. Ltd. (Clearing No. 271).
General
Others
Investors Services Cell
20080923-38
Suspension of Trading Rights of the Trading Member M/s. Harish Chandra Gutt & Co. Pvt. Ltd. (Clearing No. 271).
General
Others
Investors Services Cell
20080428-10
Suspension of trading rights of the Trading Member, Jagruti Securities Ltd. (Clg no.294)
General
Compliance
Inspection
20070711-9
Suspension of trading rights of the Trading Member Jagruti Securities Ltd. (Clg. No. 294)
General
Compliance
Inspection