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About NISM-Series-II-B: Registrars & Transfer Agents (Mutual Fund) Certification Examination                                                                                                                                  About NISM | Login

This Examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue & Share Transfer Agents (R&T Agents)  in the mutual fund R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.
 
Examination Objectives

On successful completion of the Examination, the candidates should understand the :
  • basics of securities and securities markets
  • role and functions of the R&T Agents in the mutual fund issuance and transaction process.
  • regulatory environment in which the R&T Agents operate in India.
Assessment Structure

The Examination consists of 100 questions of 1 mark each and should be completed in 2 hours. There is negative marking of 25% of the marks assigned to a question. The passing score on the Examination is 50%.
 
For registration click here
 

Fees

 

Rs.1,250.00 (Inclusive of Study Material in Soft Copy)

 

Issuance of Workbook: Issuance of physical workbooks discontinued from January 28, 2013 and will be issued to enrolled candidates only in electronic format (in downloadable PDF mode) thru email ID submitted by the candidates at a time of enrollment."

 

Candidates interested in taking the test in Mumbai may approach the BSE Institute Ltd. with a DD of Rs. 1,250.00 drawn in favour of "BSE Ltd." payable at par.

Candidates interested in taking the test at any of the regional centres i.e. Delhi, Kolkata, Chennai, Ahmedabad, Rajkot and Cochin may approach the respective centres with a DD of Rs. 1,250.00 drawn in favour of "BSE Ltd." and payable at par.

 

Fees once paid will not be refunded and validity period for the fees would be 180 days from the date of the payment.

 

Issuance of Electronic Certificates:  Issuance of Physical certificates discontinued from January 28, 2013 and will be issued to successful candidates only in electronic mode (in downloadable PDF format) through email after receiving approval from NISM.

 

Issuance of Workbook: Issuance of physical workbooks may be discontinued from January 28, 2013. Workbook may be issued to enrolled candidates only in electronic format (in downloadable PDF mode) thru email ID submitted by the candidates at a time of enrollment."

 

For Curriculum click here    

 
 

For Test objectives click here

 

To find out more about NISM click here (or copy paste www.nism.ac.in in your web browser)