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    MUTUAL FUNDS
 
 
 
BRIEF ABOUT THE PROGRAMME:

Mutual Funds are fast emerging as an important form of investments in India. Mutual Funds in India Today have more than 100 Thousand Crores in assets under management and they are growing at a rapid pace. The management of Mutual Funds is getting professional and so as the quality of regulation, which is becoming intense. In this background training becomes important and the programme launched by BSE Training Institute provides investors, financial intermediaries and employees of mutual funds insights on various aspects of the functioning of the mutual fund industry.

OBJECTIVES:

  1. To provide knowledge of the organisation and the management of mutual funds.
  2. To provide fund distributors the knowledge and insights required for them to become both better agent and more informed investment advisors.
  3. To provide mutual fund employees with the understanding of the complexities of how mutual fund functions internally and externally.
  4. To provide investors with the knowledge of Risks and Rewards of Investing in Mutual Funds.
  5. To guide the Financial Intermediaries like agents, brokers, sub-brokers, employees of Mutual Funds to pass the AMFI Certification Test for Mutual Fund.
TARGET AUDIENCE:

  1. Investors
  2. Distributors of any Mutual Fund
  3. UTI agents and other Mutual Fund agents
  4. Employees of the Mutual Funds
  5. Brokers, Sub-brokers and Financial Intermediaries and Investment consultants
  6. Executives identified to manage mutual funds and Managers in bank-sponsored mutual funds
  7. Portfolio Managers & Investment Advisors
DURATION & TIME:

   2 Days
   09:30 AM to 05:30 PM

PROGRAMME CONTENTS:

Day 1 - BASIC MODULE - 4 Sessions

Session 1

  1. Mutual Fund Evolution and Regulatory Framework Governing MF Industry
    1. The Concept and Role of Mutual Funds,
      1. International Scenario,
      2. History of Mutual Funds in India
      3. Types of Mutual Fund Products
    2. Fund Structures, organisation and Constituents,
      1. Sponsor, Trustee and AMC
      2. Organisational Design and Legal Structure
      3. Other Constituents - Fund Mergers and Schemes Takeovers.
    3. Legal and Regulatory Environment,
      1. Role of Regulatory Agencies for the Fund and its Constituents
      2. Compliances & Trusteeship Issues.
      3. Role of SRO,
      4. Investor's Rights and Obligation
Session 2
  1. Investing in Mutual Funds
    1. Investing in Mutual Funds: Understanding the Process, Investment Objective.
    2. The Prospectus / Offer Document and Key Information Memorandum,
    3. Processes, Rights and obligations for Investors as regards application,
Session 3
  1. Portfolio Management using Comparative Analysis
    1. Capital Markets and Investment & Portfolio Management
      1. Equity Markets and Mutual Funds
      2. Debt Markets and Mutual Funds
      3. Derivatives Markets and Mutual Funds
      4. Investment Policy
      5. Restrictions on Investments
Session 4
  1. NAV, Pricing, Valuation, Accounting & Taxation
    1. NAV Concepts and Pricing,
    2. Accounting,
    3. Valuation Norms for securities
    4. Reporting and Disclosure Norms
    5. Taxation,


Day 2 - INTERMEDIATE MODULE - 4 Sessions

For Investors, Financial Intermediaries and employees of Mutual Funds

Session 1
  1. Measuring and Evaluating Mutual Fund Performance
    1. Risk and Performance Evaluation
    2. Measuring Returns
    3. Tracking Mutual Funds Performance
  2. Role of an Intermediary as a "Financial Planner"
  3. Helping Investors with Financial Planning using Mutual Funds
    1. Concept of Financial Planning for the Investors
    2. Need for Financial Planning
    3. The Basis of Financial Planning.
    4. Life Cycle and Wealth Cycle stages
    5. Investment Products
    6. Financial Planning Strategies for Investors
Session 2
  1. SIP (Systematic Investment Plan) & developing model portfolio using product mix.
    1. Financial Planning Strategies & Tools
    2. Asset Allocation- The Strategic Tool and Model Portfolio
    3. Recommending the Financial Planning Strategies for Investors
    4. Comparison of Investments from products available.
    5. Selecting the Right Investment Products for Investors
    6. Fund Selection from products available
Session 3
  1. Risk Management Associated with MF Industry.
    1. Helping Investors Understand Risks in Fund Investing
    2. Investment Philosophy
      1. Value Investment
      2. Growth Investment
    3. Recommending the Model Portfolio and selecting the Right Funds.
    4. Strategies & "How to make Mutual Funds Work for you"
Session 4
  1. Marketing, Distribution, Sales & Investor Services related to MFs.
    1. Design of Mutual Fund Products
    2. Who can invest in Mutual Funds in India?
    3. Investor Services - Application, Redemption, Investment Plans & Services
    4. Marketing of Mutual Funds Products
    5. Fund Distribution Channels
    6. Sales Practices.
  2. AMFI Code of Conduct - Ethics and Best Practices.
FEES:

The course fee shall be Rs. 4,200/- (Rs. Four thousand two hundred only) + 12.36% (service tax + e.cess) per participant inclusive of course study material, lunch, snacks etc.

PROGRAMME COORDINATION:
Mr. Piyushkumar P.Shelat

For further details regarding contents : piyush.shelat@bseindia.com
For further details regarding registration: training@bseindia.com
Tel 22721126/27, or 22721234/33, Ext: 8598, 8246, 8464


Registration Form Programme Schedule


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