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International Programme On Surveillance, Risk Management & Securities Settlement

 

 

Dates: 24 – 26 March 2010, Mumbai, India

 

 

OBJECTIVES

 

Surveillance, Risk Management and Securities Settlement have emerged as critical factors for successful functioning of stock exchanges in the background of growing integration of domestic markets with global finance and also harmonization of best practices in securities markets.

 

The programme is envisaged to explain various facets of Surveillance, Risk Management and Securities Settlement and equip the participants with assessing, monitoring and managing these aspects with greater efficiency and efficacy.

 

 

PROGRAMME CONTENTS

Introduction to Risk Management

 

§         The risk management framework

§         Overview of different types of risk

§         Current  trends in Capital Markets

 

 Credit Risk Management

 

§         Defining credit risk

§         Counterparty risk

§         Default risk

§         Settlement risk

§         How collateral management can help reduce risk

§         Describing the credit rating process

 

Market Risk Management

 

§         Defining market risk

§         Identifying risk sensitivity

§         Liquidity

§         Volatility

§         Managing Risk using VAR method

§         Stress Testing

 

Operational Risk Management

 

§         Defining Operational Risk

§         Assessing various ways to monitor ad control operational risk

§         How to integrate market risk with operational risk

 

Risk Measurement Tools

 

§         Historical Simulation

§         Variance from mean

§         VAR

 

Identifying Areas to Effectively Implement Manage and Control Risk

 

§         Integration of online monitoring with offline monitoring

§         Case Study of major market movements 

§         Capital adequacy norms

 

Clearing an Settlement Procedures

 

§         Settlement cycles

§         Margins and Margining Management

§         Collateral Management

§         Risk Management through use of Trading Platforms

 

 Inspection

 

§         KYC Norms

§         Money Laundering

§         Risk Management profile of clients

§         Process Audit            

 

Venue: BSE Training Institute, Bombay Stock Exchange Ltd., Mumbai, India.

 

Course Fee: US$ 2500

 

(Includes single room accommodation in a reputed hotel, airport pick up and drop facility, local transportation from hotel to venue and back, tuition fees, cost of study materials, lunch & refreshments and field visits in Mumbai).

 

Discounts: 10% for two registrations and more

 

Registration: Use enclosed format with payment details

 

Last Date for Registration: 4 March 2010

 

Key Contacts:

Vispi Rusi Bhathena,

Piyush Shelat,

Roy Aranha,

 

E-mail: training@bseindia.com

Phone:  0091 22 22728175, 22728197, 22728303

Fax: 0091 22 22723250

 

Registration Form

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