The programme provides a comprehensive overview of the major facets of The Listing
Agreement. The Latest Development in the Listing Agreement.
1. Listing of Securities
a. What is listing;
b. Who can list;
c. What securities can be listed;
2. Legal Regime
b. Securities Contracts (Regulation) Act, 1956;
c. Securities Contracts (Regulation) Rules, 1957;
d. SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997;
e. SEBI (Prohibition of Insider Trading) Regulations, 1992;
f. SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009.
3. Listing Agreement-
a. Genesis and history of Listing Agreement;
b. Applicability and relevance;
c. Contract between Stock Exchange and listed companies.
4. Important Clauses of the Listing Agreement
a. Notifications / Intimations:
i. Advance notifications for certain corporate actions;
ii. Notification after certain corporate actions (e.g. outcome of Board Meetings – dividend declaration, declaration of bonus, buy back of securities, change of business etc.);
iii. Corporate actions requiring both intimation to stock exchanges and notification in newspapers;
iv. Best practices – guidance of timing and mode of intimation – illustration by way of examples addressing common concerns for both the Stock Exchange and corporate.
b. Corporate Governance – Clause 49:
i. Adequacy of Indian Corporate Governance; and
ii. Best practices.
c. Filings - Listing Agreement, Takeover Code and PIT Regulations - illustration by way of examples addressing common concerns for both the Stock Exchange and corporate
Recent Developments to the Listing Agreement – Impact
Brokers, Sub- Brokers, Dealers, Traders, Derivatives Research and Sales Teams, Foreign Institutional Investors, Financial Institutions, Fund Managers, Corporates, Equity Analysts, Practising Professionals, High Net worth Investors, Bankers.
DURATION & TIMINGS
9.30 am to 3.00 pm
Rs. 1,850.00 + 10.30% (Service Tax + Education Cess) per participant inclusive of course material, tuition fees, snacks and lunch.
For further details regarding contents, Contact:
Phone: 022 - 2272 8303, 6136 3155