20^th to 22^nd July 2011, Mumbai, India

At BSE Training Institute Ltd., Mumbai, India

BSE Training Institute Ltd., A wholly owned subsidiary of the BSE Limited. is a renowned facility for securities market training in Mumbai, India which organizes number of trainings in the realm of financial edification, specialized/customized trainings, international programs, seminars, study visits and financial certification examinations.

BTI has an excellent track record in conducting high quality international programs which have been highly acclaimed and well received by overseas participants representing regulators, stock exchanges, financial institutions, banks, leading brokerage houses and other financial intermediaries. Participation includes representation from a number of regions such as South Asia, Central Asia, Eastern Europe, Middle East and Africa; so far over 30 countries have attended; namely Albania, Bangladesh, Bahrain, Barbados, Bhutan, Dubai, Egypt, Germany, Indonesia, Iran, Jordan, Lithuania, Kuala Lumpur, Maldives, Mauritius, Morocco, Nepal, Sultanate of Oman, Fiji, Pakistan, Poland, Sri Lanka, Syria, Taiwan, Thailand and West Indies. African Nations: Botswana, Ghana, Kenya, Mozambique, Nigeria, Tanzania and Uganda.

Program Objective

This three day program covers a wide range of topics that provides the international audience with a firm grasp on the working of the Demat and Depositories processes in general and securities markets in particular; covering the entire array of policy, product and processes. The participants will be exposed to live environment in Demat and Depositories systems as also to the working of select financial institutions. The training program will include classroom training, presentations and demonstrations, special presentations by experts and field visit to institutions in Mumbai. The resource persons for this program are drawn from professionals representing a wide cross section of financial and securities market.

Program Contents

§         Genesis of Depositories

§         Legal framework of Depositories

§         Technology development involved in depository growth            

§         Best Practices adopted in India & Abroad on Demat & & Depositories

§         Depository role in Capital Market

1. Advantages of Depositories

2. Specific Services offered by Depository Participants (DP’s)

3. Banks offering additional DP related services as DP apart from doing Banking business

§         Registrar & Transfer Agents as Depository Participants

1. Complete Process of Dematerialization

2. DP’s role in Public Issues

3. Financing in Public Issues

§         Depositories role in Bonds/Commercial Paper/Govt. Securities

§         Role of Custodians in Demat & Depositories

§         Role of Depository in Clearing House activities for settlement

§         Compliance Requirements

1. Reporting of all compliance Requirements

2. Disclosure Norms

 3. Know your Client Norms

§         Study Visits and Walk and Talk Tours

Who can attend?

Senior to Mid Level Officials from the Regulator, Securities Market Commission, Stock Exchanges, Central and Commercial Banks, Financial Institutions, Broking Houses, Corporates and other Financial Services.

Program Fees

US$ 2800 (Includes accommodation on single room occupancy in a reputed star hotel, airport transfers - pick up & drop, local transport during the program, study visits, study material, tuition fees, refreshments & lunch and participation certificate)

Discount: 10% for two registrations and more

Last Date of Registration: 29^th June 2011

Program Coordination

Vispi Rusi Bhathena

Email: training@bseindia.com

Telephone: +91 22 2272 8175 / 8303

Fax: +91 22 2272 3250