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NOTICES
Notice No.   20201030-32   Notice Date   30 Oct 2020
Category   Compliance   Segment   General
Subject   Extension of timeline to submit Internal Risk Assessment of Registered Intermediaries
 
Content

 

This has reference to Exchange notice. no. 20200915-59 dated September 15, 2020, subsequent notice no. 20201021-40 dated October 21, 2020 and notice no 20201027-7 dated October 27, 2020 on Internal Risk Assessment of Registered Intermediaries.

 

Please note that the due date to submit the data/information has been extended till November 07, 2020.

 

All members are hereby advised to take note of the above and submit the sought information within the due date.

 

In case of any clarifications, Members may contact our below officials:

 

Name of officials

Contact No

Email ID

Prashant Sindhwad

Prakash Ananthanarayanan

Tushar Shetty

022-22728460

022-22728895

022-22728217

bse.inspection@bseindia.com

 

 

For and on behalf of BSE Ltd.  

 

Kiran Sawant

Asst. Gen. Manager

(Brokers’ Supervision)