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NOTICES |
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Notice No. |
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20201030-32 |
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Notice Date |
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30 Oct 2020 |
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Category |
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Compliance |
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Segment |
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General |
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Subject |
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Extension of timeline to submit Internal Risk Assessment of Registered Intermediaries |
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Content |
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This has reference to Exchange notice. no. 20200915-59 dated September 15, 2020, subsequent notice no. 20201021-40 dated October 21, 2020 and notice no 20201027-7 dated October 27, 2020 on Internal Risk Assessment of Registered Intermediaries.
Please note that the due date to submit the data/information has been extended till November 07, 2020.
All members are hereby advised to take note of the above and submit the sought information within the due date.
In case of any clarifications, Members may contact our below officials:
Name of officials
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Contact No
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Email ID
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Prashant Sindhwad
Prakash Ananthanarayanan
Tushar Shetty
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022-22728460
022-22728895
022-22728217
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bse.inspection@bseindia.com
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For and on behalf of BSE Ltd.
Kiran Sawant
Asst. Gen. Manager
(Brokers’ Supervision) |
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