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NOTICES
Notice No.   20170623-2   Notice Date   23 Jun 2017
Category   Compliance   Segment   General
Subject   Updation of PAN details of dealers.
 
Content

 

This is with reference to SEBI circular no. SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 dated September 26, 2016, SEBI/ HO/ MIRSD/ MIRSD2/ CIR/ P/ 2016/ 138 dated December 20, 2016, BSE notice no. 20160927-41 dated September 27, 2016, 20161020-17 dated October 20, 2016, 20161226-5 dated December 26, 2016 on “Enhanced Supervision of Stock Broker” wherein stock brokers were advised to provide the PAN details of the dealers by July 1, 2017.
 
 
Further stock brokers vide BSE notice no. 20170302-8 dated March 2, 2017, 20170419-12 dated April 19, 2017 and 20170607-9 dated June 7, 2017 were reminded to provide the PAN details of the dealers (under path “UCC >> Location ID Registration  >>  Download PAN Report >> Download Blank PAN No. file”). Stock brokers were also reminded to refer “Download Invalid Pan no.” and “Download Dealer PAN mismatch report” wherein PAN no./First name /middle name /Last name of the dealer as updated by you does not match with income tax details.
 
Stock brokers are once again requested to take note of above and comply the above said requirement and provide the PAN details of the dealers by July 1, 2017 to comply with the requirement of SEBI circular dated December 20, 2016.
 
In case of any queries / clarification, stock brokers may contact the helpdesk at 022- 6136 3100 or may contact the under mentioned officials
  

NAME
CONTACT NO.
Ms. Jyoti Thukral
022-22728214
Ms. Priya Pillai
022-22728598

 
 
 
 
 
Hitasha Gurbani                                               Jyoti Thukral
Asst. General Manager                                  Manager
Broker Supervision                                        Broker Supervision