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| NOTICES |
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| Notice No. |
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20170623-14 |
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Notice Date |
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23 Jun 2017 |
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| Category |
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Compliance |
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Segment |
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General |
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| Subject |
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Clarification to Enhanced Supervision Circular |
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| Attachments |
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Annexure - 1.pdf ; |
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| Content |
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This is with reference to Exchange Notice No. 20160927-41, dated September 27, 2016 enclosing SEBI circular No. SEBI/HO/MIRSD/MIRSD2/CIR/2016/95 dated September 26, 2016 on Enhanced Supervision of Stock Broker, and Exchange Notice No. 20161221-20, dated December 21, 2016 enclosing SEBI circular SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/138, dated December 20, 2016 on Enhanced Supervision of Stock Brokers – Extension of timeline.
Further to the above SEBI has issued a circular No. CIR/HO/MIRSD/MIRSD2/CIR/P/2017/64, dated June 22, 2017. A copy of the same is attached herewith as Annexure - 1.
Trading Members are required to take note of the same and comply
For and On behalf of BSE Ltd.
Gopalkrishnan Iyer
Sr. General Manager
(Brokers’ Supervision)
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