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NOTICES
Notice No.   20170426-24   Notice Date   26 Apr 2017
Category   Compliance   Segment   General
Subject   Enhanced supervision uploading client’s funds balance and securities balance.
Attachments   file format client fund securiteis balance.zip ; Annexure - 1.docx ;
Content

This is further to SEBI Circular No. SEBI/HO/MIRSD/MIRSD2/CIR/2016/95 dated September 26, 2016, Exchange Notice Nos. 20160927-41, dated September 27, 2016, 20161020-17 dated October 20, 2016, 20161212-32 dated December 12, 2016 and 20161221-20 December 21, 2016 on the captioned subject.

Exchange has provided a facility in demo server of BEFS with respect to uploading client’s funds and securities balances stating following details.

Unique Client Code

Client PAN no

Client Email id

Client mobile number

Fund balance (BSE) (Rs.)

Balance Net across Exchanges (Rs.)

Total number of ISINs

Total quantity of securities

Quantity of securities pledged

Funds raised (Against securities pledged)

Last balance settlement date

Action

Stock brokers are requested to login through using the login ID & password given below:-

Path:- https://demo.bseindia.com/befs/login.aspx

Login ID:- same as per live

Password:- Demo@2017

Stock brokers are requested to take a note that above submissions are for testing purpose. So that you can check your system to upload the data correctly when it becomes applicable as per SEBI circular SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/138, dated December 20, 2016 and Exchange circular no. 20161221-20 dated December 21, 2016 (i.e. w.e.f. July 01, 2017).

Stock brokers can use this demo link to upload the data every month through the Enhanced Supervision module in the BEFS demo portal as on last day of the previous month i.e. Stock broker can submit the information on the demo link as on the last day of trading month of March 2017 onwards till May 2017. Please find attached User manual (Annexure - 1) for submitting the information for ready reference.

In case of any clarification required you may connect on:

Name of officials

Contact No

Email id

Ajinkya/Rohini/Gayak/Hitasha

22728853/5068/8724/8496

bse.rbs@bseindia.com

 For and On behalf of BSE Ltd.  

 

Gopalkrishnan Iyer

Sr. General Manager

(Brokers’ Supervision)