Shareholding Pattern

UPSURGE INVESTMENT & FINANCE LTD. Security Code : 531390 Date Begin :  01 Jul 2015 Quarter Ending : September 2015 Date End :   30 Sep 2015 Partly paid-up shares No. of partly paid-up shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the company Held by promoter/promoter group 0 0.00 0.00 held by public 0 0.00 0.00 Total 0 0.00 0.00 Outstanding convertible securities No. of outstanding securities As a % of total no. of outstanding convertible securities As a % of total no. of shares of the company assuming full conversion of the convertible securities Held by promoter/promoter group 0 0.00 0.00 held by public 0 0.00 0.00 Total 0 0.00 0.00 Warrants No. of warrant As a % of total no. of warrants As a % of total no. of shares of the company assuming full conversion of warrants Held by promoter/promoter group 0 0.00 0.00 held by public 0 0.00 0.00 Total 0 0.00 0.00 Total Paid-up capital of the company assuming full conversion of warrants and convertible securities 15152400 Category of Shareholder No. of Shareholders Total No. of Shares Total No. of Shares held in Dematerialized Form Total Shareholding as a % of Total No. of Shares Shares pledged or otherwise encumbered As a % of (A+B) As a % of (A+B+C) Number of shares As a % of Total No. of Shares (A) Shareholding of Promoter and Promoter Group (1) Indian               Individuals / Hindu Undivided Family 5 2758100 2758100 18.20 18.20 0 0.00 Bodies Corporate 2 1397000 1397000 9.22 9.22 0 0.00 Sub Total 7 4155100 4155100 27.42 27.42 0 0.00 (2) Foreign               Total shareholding of Promoter and Promoter Group (A) 7 4155100 4155100 27.42 27.42 0 0.00 (B) Public Shareholding (1) Institutions               Mutual Funds / UTI 1 900 0 0.01 0.01 0 0.00 Sub Total 1 900 0 0.01 0.01 0 0.00 (2) Non-Institutions               Bodies Corporate 118 5689909 5643909 37.55 37.55 0 0.00 Individuals               Individual shareholders holding nominal share capital up to Rs. 1 lakh 2234 1004979 660378 6.63 6.63 0 0.00 Individual shareholders holding nominal share capital in excess of Rs. 1 lakh 49 4266862 4266862 28.16 28.16 0 0.00 Any Others (Specify) 10 34650 11350 0.23 0.23 0 0.00 Non Resident Indians 9 34600 11300 0.23 0.23 0 0.00 Clearing Members 1 50 50 0.00 0.00 0 0.00 Sub Total 2411 10996400 10582499 72.57 72.57 0 0.00 Total Public shareholding (B) 2412 10997300 10582499 72.58 72.58 0 0.00 Total (A)+(B) 2419 15152400 14737599 100.00 100.00 0 0.00 (C) Shares held by Custodians and against which Depository Receipts have been issued 0 0 0 0.00 0.00 0 0.00 (1) 0 0 0 0.00 0.00 0 0.00 (2) 0 0 0 0.00 0.00 0 0.00 Sub Total 0 0 0 0.00 0.00 0 0.00 Total (A)+(B)+(C) 2419 15152400 14737599 0.00 100.00 0 0.00 Notes: 1. For determining public shareholding for the purpose of Clause 40A 2. For definitions of Promoter and Promoter Group, refer to Clause 40A. 3. Public shareholding D K Goyal Managing Director

Click here for Shareholding belonging to the category "Promoter and Promoter Group" Click here for Shareholding belonging to the category "Public" and holding more than 1% of the Total No. of Shares Click here for Shareholding belonging to the category "Public" and holding more than 5% of the Total No. of Shares Click here for Details of Locked-in Shares Click here for Details of Depository Receipts (DRs) Click here for Holding of Depository Receipts (DRs), where underlying shares held by 'promoter/promoter group' are in excess of 1% of the total number of shares. Click here for Details of Disclosure by Trading Members (TM) holding 1% or more of the Total No. of Shares.