Shareholding Pattern

UPSURGE INVESTMENT & FINANCE LTD. Security Code : 531390 Date Begin :  01 Oct 2014 Quarter Ending : December 2014 Date End :   31 Dec 2014 Partly paid-up shares No. of partly paid-up shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the company Held by promoter/promoter group 0 0.00 0.00 held by public 0 0.00 0.00 Total 0 0.00 0.00 Outstanding convertible securities No. of outstanding securities As a % of total no. of outstanding convertible securities As a % of total no. of shares of the company assuming full conversion of the convertible securities Held by promoter/promoter group 0 0.00 0.00 held by public 0 0.00 0.00 Total 0 0.00 0.00 Warrants No. of warrant As a % of total no. of warrants As a % of total no. of shares of the company assuming full conversion of warrants Held by promoter/promoter group 0 0.00 0.00 held by public 0 0.00 0.00 Total 0 0.00 0.00 Total Paid-up capital of the company assuming full conversion of warrants and convertible securities 15152400 Category of Shareholder No. of Shareholders Total No. of Shares Total No. of Shares held in Dematerialized Form Total Shareholding as a % of Total No. of Shares Shares pledged or otherwise encumbered As a % of (A+B) As a % of (A+B+C) Number of shares As a % of Total No. of Shares (A) Shareholding of Promoter and Promoter Group (1) Indian               Individuals / Hindu Undivided Family 5 2758100 2758100 18.20 18.20 0 0.00 Bodies Corporate 2 1397000 1397000 9.22 9.22 0 0.00 Sub Total 7 4155100 4155100 27.42 27.42 0 0.00 (2) Foreign               Total shareholding of Promoter and Promoter Group (A) 7 4155100 4155100 27.42 27.42 0 0.00 (B) Public Shareholding (1) Institutions               Mutual Funds / UTI 1 900 0 0.01 0.01 0 0.00 Venture Capital Funds 1 75000 75000 0.49 0.49 0 0.00 Sub Total 2 75900 75000 0.50 0.50 0 0.00 (2) Non-Institutions               Bodies Corporate 124 5638265 5592265 37.21 37.21 0 0.00 Individuals               Individual shareholders holding nominal share capital up to Rs. 1 lakh 2251 972022 620721 6.41 6.41 0 0.00 Individual shareholders holding nominal share capital in excess of Rs. 1 lakh 39 4058589 4058589 26.79 26.79 0 0.00 Any Others (Specify) 12 252524 229124 1.67 1.67 0 0.00 Non Resident Indians 9 33900 10500 0.22 0.22 0 0.00 Clearing Members 3 218624 218624 1.44 1.44 0 0.00 Sub Total 2426 10921400 10500699 72.08 72.08 0 0.00 Total Public shareholding (B) 2428 10997300 10575699 72.58 72.58 0 0.00 Total (A)+(B) 2435 15152400 14730799 100.00 100.00 0 0.00 (C) Shares held by Custodians and against which Depository Receipts have been issued 0 0 0 0.00 0.00 0 0.00 (1) 0 0 0 0.00 0.00 0 0.00 (2) 0 0 0 0.00 0.00 0 0.00 Sub Total 0 0 0 0.00 0.00 0 0.00 Total (A)+(B)+(C) 2435 15152400 14730799 0.00 100.00 0 0.00 Notes: 1. For determining public shareholding for the purpose of Clause 40A 2. For definitions of Promoter and Promoter Group, refer to Clause 40A. 3. Public shareholding Rajeshree Gaikwad Company Secretary

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