UPSURGE INVESTMENT & FINANCE LTD. | Security Code : 531390 Date Begin : 01 Oct 2013 | Quarter Ending : December 2013 Date End : 31 Dec 2013 |
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Held by promoter/promoter group | 0 | 0.00 | 0.00 | held by public | 0 | 0.00 | 0.00 | Total | 0 | 0.00 | 0.00 | |
Held by promoter/promoter group | 0 | 0.00 | 0.00 | held by public | 0 | 0.00 | 0.00 | Total | 0 | 0.00 | 0.00 | |
Held by promoter/promoter group | 0 | 0.00 | 0.00 | held by public | 0 | 0.00 | 0.00 | Total | 0 | 0.00 | 0.00 | Total Paid-up capital of the company assuming full conversion of warrants and convertible securities | 15152400 | | |
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| | | | As a % of (A+B) | As a % of (A+B+C) | Number of shares | As a % of Total No. of Shares | (A) Shareholding of Promoter and Promoter Group | | | | | | | | (1) Indian | | | | | | | | Individuals / Hindu Undivided Family | 13 | 3252402 | 3252402 | 21.46 | 21.46 | 0 | 0.00 | Bodies Corporate | 3 | 1550000 | 1550000 | 10.23 | 10.23 | 0 | 0.00 | Sub Total | 16 | 4802402 | 4802402 | 31.69 | 31.69 | 0 | 0.00 | (2) Foreign | | | | | | | | Total shareholding of Promoter and Promoter Group (A) | 16 | 4802402 | 4802402 | 31.69 | 31.69 | 0 | 0.00 | (B) Public Shareholding | | | | | | | | (1) Institutions | | | | | | | | Mutual Funds / UTI | 1 | 900 | 0 | 0.01 | 0.01 | 0 | 0.00 | Financial Institutions / Banks | 1 | 300000 | 300000 | 1.98 | 1.98 | 0 | 0.00 | Venture Capital Funds | 1 | 17473 | 17473 | 0.12 | 0.12 | 0 | 0.00 | Sub Total | 3 | 318373 | 317473 | 2.10 | 2.10 | 0 | 0.00 | (2) Non-Institutions | | | | | | | | Bodies Corporate | 97 | 3175318 | 3129318 | 20.96 | 20.96 | 0 | 0.00 | Individuals | | | | | | | | Individual shareholders holding nominal share capital up to Rs. 1 lakh | 2307 | 1067163 | 713162 | 7.04 | 7.04 | 0 | 0.00 | Individual shareholders holding nominal share capital in excess of Rs. 1 lakh | 44 | 5687024 | 5687024 | 37.53 | 37.53 | 0 | 0.00 | Any Others (Specify) | 14 | 102120 | 78720 | 0.67 | 0.67 | 0 | 0.00 | Non Resident Indians | 8 | 33700 | 10300 | 0.22 | 0.22 | 0 | 0.00 | Clearing Members | 6 | 68420 | 68420 | 0.45 | 0.45 | 0 | 0.00 | Sub Total | 2462 | 10031625 | 9608224 | 66.20 | 66.20 | 0 | 0.00 | Total Public shareholding (B) | 2465 | 10349998 | 9925697 | 68.31 | 68.31 | 0 | 0.00 | Total (A)+(B) | 2481 | 15152400 | 14728099 | 100.00 | 100.00 | 0 | 0.00 | (C) Shares held by Custodians and against which Depository Receipts have been issued | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | (1) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | (2) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | Sub Total | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | Total (A)+(B)+(C) | 2481 | 15152400 | 14728099 | 0.00 | 100.00 | 0 | 0.00 |
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Notes: | 1. For determining public shareholding for the purpose of Clause 40A 2. For definitions of Promoter and Promoter Group, refer to Clause 40A. 3. Public shareholding 4. Mrs. Pratibha Goyal, Promoter of the Company has Purchased 60,620 Shares of the Company on December 30, 2013 which has not been reflected in their holding as on December 31, 2013, as the same has not been credited in her demat account.
Urmila Lokhande Compliance Officer
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