Shareholding Pattern

UPSURGE INVESTMENT & FINANCE LTD. Security Code : 531390 Date Begin :  01 Jul 2010 Quarter Ending : September 2010 Date End :   30 Sep 2010 Category of Shareholder No. of Shareholders Total No. of Shares Total No. of Shares held in Dematerialized Form Total Shareholding as a % of Total No. of Shares Shares pledged or otherwise encumbered As a % of (A+B) As a % of (A+B+C) Number of shares As a % of Total No. of Shares (A) Shareholding of Promoter and Promoter Group (1) Indian               Individuals / Hindu Undivided Family 15 2892610 2677710 31.60 31.60 0 0.00 Bodies Corporate 2 850000 850000 9.29 9.29 0 0.00 Sub Total 17 3742610 3527710 40.89 40.89 0 0.00 (2) Foreign               Total shareholding of Promoter and Promoter Group (A) 17 3742610 3527710 40.89 40.89 0 0.00 (B) Public Shareholding (1) Institutions               Mutual Funds / UTI 1 900 0 0.01 0.01 0 0.00 Sub Total 1 900 0 0.01 0.01 0 0.00 (2) Non-Institutions               Bodies Corporate 119 1295829 1229829 14.16 14.16 0 0.00 Individuals               Individual shareholders holding nominal share capital up to Rs. 1 lakh 2696 1480023 1092922 16.17 16.17 0 0.00 Individual shareholders holding nominal share capital in excess of Rs. 1 lakh 35 2551807 2526807 27.88 27.88 0 0.00 Any Others (Specify) 40 81231 56531 0.89 0.89 0 0.00 Clearing Members 30 28931 28931 0.32 0.32 0 0.00 Overseas Corporate Bodies 1 16800 16800 0.18 0.18 0 0.00 Non Resident Indians 9 35500 10800 0.39 0.39 0 0.00 Sub Total 2890 5408890 4906089 59.10 59.10 0 0.00 Total Public shareholding (B) 2891 5409790 4906089 59.11 59.11 0 0.00 Total (A)+(B) 2908 9152400 8433799 100.00 100.00 0 0.00 (C) Shares held by Custodians and against which Depository Receipts have been issued 0 0 0 0.00 0.00 0 0.00 Total (A)+(B)+(C) 2908 9152400 8433799 0.00 100.00 0 0.00 Notes: 1. For determining public shareholding for the purpose of Clause 40A 2. For definitions of Promoter and Promoter Group, refer to Clause 40A. 3. Public shareholding Swati Dhoundiyal Compliance Officer

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