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Company Related
1
Format for Company Details
2
Formats for Compliance of Listing Agreement
2.1
Clause 35 : Shareholding Pattern
2.2
Clause 35A : List of 500 companies to whom Clause 35A is applicable.
2.3
Clause 35B: List of Top 500 companies to whom Clause 35B (E-Voting) is applicable.
2.4
Clause 47 (c) : Certificate from Practicing Company Secretary
2.4.1
A) Format
- Applicable till half year ended September 2012
2.4.2
(B) Format
- Applicable from half year ended March 2013
2.5
Clause 49 : Quaterly Corporate Governance Report
2.6
Clause 55: List of Top 100 Companies - Business Responsibility Reports as part of the Annual Report.Other listed entities may voluntarily disclose Business Responsibility Reports as part of their Annual Reports.
2.7
Format under Regulation 10(5)-Intimation to Stock Exchanges in respect of acquisition under Regulation 10(1)(a) of SEBI
(Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
2.8
Format under Regulation 10(5)-Intimation to Stock Exchange in respect of acquisition under Regulation 10(1)(a)of SEBI
(Substantial Acquisition of Shares and Takeovers) SAST Regulations, 2011.
2.9
Format under Regulation 10(5) - Intimation to Stock Exchanges in respect of acquisition under Regulation 10(4)(f) of SEBI
(Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
2.10
Format under Regulation 10(6)-Report to Stock Exchanges in respect of any acquisition made in reliance upon exemption provided for in Regulation 10 of SEBI
(Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
2.11
Format under Regulation 18(6) - Disclosure by acquirer for shares/ voting rights acquired during the offer period under Regulation 18 (6) in terms of SEBI
(Substantial Acquisition of Shares and Takeovers) Regulations, 2011 .
2.12
Format under Regulation 29(1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011– Disclosure of acquisition to the Stock Exchanges and the Target Company.
2.13
Format under Regulation 29(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 – Disclosure of acquisition and disposal to the Stock Exchanges and the Target Company.
2.14
Format under Regulations 30(1) & (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011- Continual Disclosures at the end of each financial year to the Stock Exchanges and the Target Company.
2.15
Format under Regulations 31(1) & (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011- Disclosure of encumbered shares and details of any invocation / release of such encumbrances to the Stock Exchanges and the Target Company.
2.16
Reconciliation of Share Capital Audit
2.17
Form A - SEBI - Prohibition of Insider Trading Regulations,1992
2.18
Form B - SEBI - Prohibition of Insider Trading Regulations, 1992
2.19
Form C - SEBI - Prohibition of Insider Trading Regulations, 1992
2.20
Form Form D - SEBI - Prohibition of Insider Trading Regulations ,1992
3
List of HDFC Branches for CMS
4
Listing Agreement
4.1
Listing Agreement for Equity
4.2
Listing Agreement for Debt Securities
4.2.1
Checklist for listing of Privately placed Debt issuances
4.3
Listing Agreement for Securitized Debt Instruments
4.4
Listing Agreement for Indian Depository Receipts
4.4.1
For issuing companies whose securites market regulator issignatory of MMOU of IOSCO
4.4.2
For other companies
4.5
Checklists to help companies to ensure compliance
4.5.1
Qualified Institutional Placement (QIPs) - Pre issue
4.5.2
Qualified Institutional Placement (QIPs) - Post issue
4.5.3
GDRs/ADRs/FCCBs - Pre issue
4.5.4
GDRs/ADRs/FCCBs - Post issue
4.5.5
Preferential Issue - Pre Issue
4.5.6
Preferential Issue - Post Issue
4.5.7
Scheme of Amalgamation/ Arrangement/ Demerger, etc. (Clause 24(f) of the listing agreement)
4.5.8
Listing of securities issued pursuant to the scheme of amalgamation/ arrangement/ reduction of capital (Post allotment)
4.5.9
Listing of an unlisted company pursuant to the scheme of amalgamation/ demerger (Post allotment)
4.5.10
Rights Issue - Pre Issue and Post issue formalities
4.5.11
Bonus Pre-Issue Checklist
4.5.12
Bonus Post Issue Checklist
4.5.13
ESOP/ESOS/ESPS Pre-Post Issue Checklist
4.6
Listing Application form (By Listed Companies For New Original Or FurtherIssues)
4.7
Shareholding pattern form
6
No Objection Certificate for release of 1% of issue amount
7
Check list for Change of Name of Company
New
8
Formalities/Formats for Buyback of shares by a company
New
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